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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUBS icon
1201
HubSpot
HUBS
$10.5B
$586K ﹤0.01%
868
+494
+132% +$318K
TENB icon
1202
Tenable Holdings
TENB
$4.01B
$583K ﹤0.01%
12,644
+12,241
+3,037% +$537K
REGI
1203
DELISTED
Renewable Energy Group, Inc.
REGI
$583K ﹤0.01%
11,622
+10,100
+664% +$553K
BLV icon
1204
Vanguard Long-Term Bond ETF
BLV
$5.75B
$582K ﹤0.01%
5,697
+161
+3% +$16.9K
SUI icon
1205
Sun Communities
SUI
$14.7B
$582K ﹤0.01%
3,149
+1,365
+77% +$263K
UITB icon
1206
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.65B
$580K ﹤0.01%
10,845
-555
-5% -$30K
WHR icon
1207
Whirlpool
WHR
$2.82B
$579K ﹤0.01%
2,847
+184
+7% +$40.4K
WAT icon
1208
Waters Corp
WAT
$39.9B
$577K ﹤0.01%
1,616
+168
+12% +$65.8K
DIM icon
1209
WisdomTree International MidCap Dividend Fund
DIM
$170M
$576K ﹤0.01%
8,616
+508
+6% +$35.1K
ILF icon
1210
iShares Latin America 40 ETF
ILF
$3.76B
$574K ﹤0.01%
21,630
+5,029
+30% +$147K
CNH
1211
CNH Industrial
CNH
$17.5B
$574K ﹤0.01%
39,775
+6,664
+20% +$95.7K
JMST icon
1212
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$573K ﹤0.01%
11,225
-292
-3% -$14.9K
SCHO icon
1213
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$570K ﹤0.01%
22,270
+3,212
+17% +$82.3K
VKQ icon
1214
Invesco Municipal Trust
VKQ
$551M
$568K ﹤0.01%
42,452
+1,072
+3% +$14.8K
CGW icon
1215
Invesco S&P Global Water Index ETF
CGW
$1.08B
$567K ﹤0.01%
10,156
-82
-0.8% -$4.71K
LEO
1216
BNY Mellon Strategic Municipals
LEO
$387M
$557K ﹤0.01%
64,076
– –
NOMD icon
1217
Nomad Foods
NOMD
$1.68B
$556K ﹤0.01%
20,210
-95
-0.5% -$2.58K
NATI
1218
DELISTED
National Instruments Corp
NATI
$556K ﹤0.01%
14,214
+1
+0% +$42
SKINW
1219
DELISTED
The Beauty Health Company Warrant expiring 5/4/2026
SKINW
$556K ﹤0.01%
38,428
– –
OLLI icon
1220
Ollie's Bargain Outlet
OLLI
$4.94B
$553K ﹤0.01%
9,187
+88
+1% +$7.12K
VMW
1221
DELISTED
VMware, Inc
VMW
$553K ﹤0.01%
3,729
+84
+2% +$12.7K
CURV icon
1222
Torrid Holdings
CURV
$260M
$549K ﹤0.01%
+35,637
New +$844K
FMC icon
1223
FMC
FMC
$1.33B
$549K ﹤0.01%
6,011
-12,106
-67% -$1.19M
CHRW icon
1224
C.H. Robinson
CHRW
$17.5B
$548K ﹤0.01%
6,304
-4,017
-39% -$363K
IYC icon
1225
iShares US Consumer Discretionary ETF
IYC
$1.23B
$547K ﹤0.01%
7,087
-701
-9% -$55.1K
47 48
49
50 51

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.