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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WY icon
1201
Weyerhaeuser
WY
$18.1B
$195K ﹤0.01%
5,847
+1,412
+32% +$42.5K
SPG icon
1202
Simon Property Group
SPG
$71B
$194K ﹤0.01%
2,296
-15,970
-87% -$1.22M
GER
1203
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$194K ﹤0.01%
25,473
-35,577
-58% -$254K
EWW icon
1204
iShares MSCI Mexico ETF
EWW
$1.91B
$193K ﹤0.01%
4,500
+150
+3% +$5.82K
VYMI icon
1205
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$193K ﹤0.01%
3,179
-164
-5% -$9.29K
LW icon
1206
Lamb Weston
LW
$7.13B
$191K ﹤0.01%
2,432
+228
+10% +$16.6K
MC icon
1207
Moelis & Co
MC
$4.77B
$191K ﹤0.01%
4,094
-564
-12% -$22.7K
RJF icon
1208
Raymond James Financial
RJF
$34.5B
$191K ﹤0.01%
3,006
-20
-0.7% -$1.15K
VMC icon
1209
Vulcan Materials
VMC
$36.9B
$191K ﹤0.01%
1,294
-395
-23% -$56.3K
IPFF
1210
DELISTED
iShares International Preferred Stock ETF
IPFF
$191K ﹤0.01%
12,284
– –
BGT icon
1211
BlackRock Floating Rate Income Trust
BGT
$327M
$190K ﹤0.01%
16,200
– –
VLUE icon
1212
iShares MSCI USA Value Factor ETF
VLUE
$9.47B
$190K ﹤0.01%
2,191
+1,553
+243% +$126K
CRWS icon
1213
Crown Crafts
CRWS
$32.1M
$189K ﹤0.01%
26,300
– –
GVA icon
1214
Granite Construction
GVA
$5.55B
$189K ﹤0.01%
7,078
+6,607
+1,403% +$152K
IT icon
1215
Gartner
IT
$12B
$189K ﹤0.01%
1,188
+950
+399% +$137K
WCLD
1216
WisdomTree Cloud Computing Fund
WCLD
$303M
$189K ﹤0.01%
3,529
+100
+3% +$4.77K
M icon
1217
Macy's
M
$6.74B
$188K ﹤0.01%
16,731
-14,359
-46% -$123K
MCR
1218
DELISTED
MFS Charter Income Trust
MCR
$188K ﹤0.01%
21,494
+5,592
+35% +$46.9K
MCY icon
1219
Mercury Insurance
MCY
$6B
$188K ﹤0.01%
3,602
-1,000
-22% -$44.7K
ESGV icon
1220
Vanguard ESG US Stock ETF
ESGV
$13.7B
$187K ﹤0.01%
2,669
– –
HSY icon
1221
Hershey
HSY
$36.5B
$187K ﹤0.01%
1,233
+115
+10% +$17K
MYD
1222
DELISTED
BlackRock MuniYield Fund
MYD
$186K ﹤0.01%
13,000
– –
SMMCU
1223
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$184K ﹤0.01%
10,000
-20,000
-67% -$278K
HZNP
1224
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$184K ﹤0.01%
2,527
– –
VNT icon
1225
Vontier
VNT
$4.72B
$183K ﹤0.01%
+5,554
New +$171K
47 48
49
50 51

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.