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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
1201
SiriusXM
SIRI
$10.1B
$117K ﹤0.01%
2,191
+36
+2% +$2.06K
UHAL icon
1202
U-Haul Holding Co
UHAL
$14.6B
$117K ﹤0.01%
3,290
-620
-16% -$21.1K
ARE icon
1203
Alexandria Real Estate Equities
ARE
$8.56B
$116K ﹤0.01%
726
+18
+3% +$3.01K
BXP icon
1204
Boston Properties
BXP
$11.1B
$116K ﹤0.01%
1,454
+1,150
+378% +$100K
EOS
1205
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$116K ﹤0.01%
6,327
+7
+0.1% +$129
HIX
1206
Western Asset High Income Fund II
HIX
$355M
$115K ﹤0.01%
18,111
– –
IDU icon
1207
iShares US Utilities ETF
IDU
$1.36B
$115K ﹤0.01%
1,588
-532
-25% -$39K
IEUR icon
1208
iShares Core MSCI Europe ETF
IEUR
$9.17B
$115K ﹤0.01%
2,591
+273
+12% +$12.4K
INDA icon
1209
iShares MSCI India ETF
INDA
$6.63B
$115K ﹤0.01%
3,402
– –
DWX icon
1210
State Street SPDR S&P International Dividend ETF
DWX
$533M
$114K ﹤0.01%
3,400
+2,900
+580% +$99.7K
PGF icon
1211
Invesco Financial Preferred ETF
PGF
$672M
$114K ﹤0.01%
6,112
+5,684
+1,328% +$106K
AAN.A
1212
DELISTED
The Aaron's Company Inc Class A
AAN.A
$113K ﹤0.01%
2,008
-88
-4% -$4.95K
CLIR icon
1213
ClearSign Technologies
CLIR
$25.5M
$112K ﹤0.01%
5,000
+3,500
+233% +$80.3K
GMAB icon
1214
Genmab
GMAB
$19.5B
$112K ﹤0.01%
3,102
+424
+16% +$15.3K
VDE icon
1215
Vanguard Energy ETF
VDE
$9.84B
$112K ﹤0.01%
2,797
-3,863
-58% -$184K
DECK icon
1216
Deckers Outdoor
DECK
$13.3B
$111K ﹤0.01%
3,048
-156
-5% -$5.39K
EMN icon
1217
Eastman Chemical
EMN
$8.42B
$111K ﹤0.01%
1,432
-51
-3% -$3.84K
NULV icon
1218
Nuveen ESG Large-Cap Value ETF
NULV
$2.27B
$111K ﹤0.01%
+3,833
New +$112K
NYF icon
1219
iShares New York Muni Bond ETF
NYF
$1.41B
$111K ﹤0.01%
1,935
– –
UHS icon
1220
Universal Health Services
UHS
$10.5B
$111K ﹤0.01%
1,043
+839
+411% +$89.7K
XLG icon
1221
Invesco S&P 500 Top 50 ETF
XLG
$11B
$111K ﹤0.01%
4,240
+2,740
+183% +$70.8K
BR icon
1222
Broadridge
BR
$19B
$110K ﹤0.01%
840
+79
+10% +$10.6K
FXE icon
1223
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$110K ﹤0.01%
1,000
– –
ONEQ icon
1224
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$109K ﹤0.01%
+2,510
New +$107K
TYL icon
1225
Tyler Technologies
TYL
$12.8B
$109K ﹤0.01%
314
+31
+11% +$10.7K
47 48
49
50 51

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.