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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTLC icon
1201
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$41K ﹤0.01%
+1,223
New +$39.4K
CM icon
1202
Canadian Imperial Bank of Commerce
CM
$108B
$40K ﹤0.01%
970
– –
LH icon
1203
Labcorp
LH
$25.4B
$40K ﹤0.01%
278
+57
+26% +$8.23K
PHM icon
1204
Pultegroup
PHM
$25.4B
$40K ﹤0.01%
1,042
-38
-4% -$1.48K
JPS
1205
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$40K ﹤0.01%
3,974
+1,904
+92% +$19.1K
NBLX
1206
DELISTED
Noble Midstream Partners LP
NBLX
$40K ﹤0.01%
1,500
– –
ETFC
1207
DELISTED
E*Trade Financial Corporation
ETFC
$40K ﹤0.01%
873
– –
EFX icon
1208
Equifax
EFX
$20.6B
$39K ﹤0.01%
279
+12
+4% +$1.66K
FIHD
1209
DELISTED
UBS AG FI Enhanced Global High Yield ETN
FIHD
$39K ﹤0.01%
+185
New +$35.9K
AZUL
1210
DELISTED
Azul
AZUL
$38K ﹤0.01%
899
– –
GDS icon
1211
GDS Holdings
GDS
$6.63B
$38K ﹤0.01%
+734
New +$32.9K
MRCY icon
1212
Mercury Systems
MRCY
$6.65B
$38K ﹤0.01%
551
+10
+2% +$720
MTB icon
1213
M&T Bank
MTB
$36.5B
$38K ﹤0.01%
222
+120
+118% +$19.5K
MYGN icon
1214
Myriad Genetics
MYGN
$298M
$38K ﹤0.01%
1,400
+300
+27% +$8.25K
QGEN icon
1215
Qiagen
QGEN
$8.65B
$38K ﹤0.01%
1,052
-8
-0.8% -$297
RHI icon
1216
Robert Half
RHI
$4.13B
$38K ﹤0.01%
+600
New +$34.8K
SCHH icon
1217
Schwab US REIT ETF
SCHH
$11.4B
$38K ﹤0.01%
1,630
+982
+152% +$22.9K
THQ
1218
abrdn Healthcare Opportunities Fund
THQ
$783M
$38K ﹤0.01%
+2,000
New +$36.2K
VHC icon
1219
VirnetX Holding Corp
VHC
$59.4M
$38K ﹤0.01%
500
– –
AGEN
1220
Agenus
AGEN
$339M
$37K ﹤0.01%
459
– –
CGW icon
1221
Invesco S&P Global Water Index ETF
CGW
$1.08B
$37K ﹤0.01%
895
– –
CWEN icon
1222
Clearway Energy Class C
CWEN
$4.87B
$37K ﹤0.01%
1,861
-552
-23% -$10.7K
DTD icon
1223
WisdomTree US Total Dividend Fund
DTD
$1.68B
$37K ﹤0.01%
+706
New +$35.9K
FIDU icon
1224
Fidelity MSCI Industrials Index ETF
FIDU
$2.4B
$37K ﹤0.01%
+887
New +$36.4K
HIW icon
1225
Highwoods Properties
HIW
$3.56B
$37K ﹤0.01%
765
-57
-7% -$2.64K
47 48
49
50 51

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.