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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QDEL icon
1176
QuidelOrtho
QDEL
$838M
$323K ﹤0.01%
2,529
– –
DCP
1177
DELISTED
DCP Midstream, LP
DCP
$323K ﹤0.01%
14,920
+9,200
+161% +$203K
HTO
1178
H2O America
HTO
$2.62B
$321K ﹤0.01%
+5,111
New +$334K
NLY icon
1179
Annaly Capital Management
NLY
$17.4B
$320K ﹤0.01%
9,351
+4,078
+77% +$138K
IYE icon
1180
iShares US Energy ETF
IYE
$1.7B
$317K ﹤0.01%
12,089
+5,002
+71% +$123K
BBCA icon
1181
JPMorgan BetaBuilders Canada ETF
BBCA
$11.3B
$315K ﹤0.01%
5,343
+1,103
+26% +$62.8K
CWEN icon
1182
Clearway Energy Class C
CWEN
$6.7B
$315K ﹤0.01%
11,197
+2,642
+31% +$81.1K
SIRE
1183
DELISTED
Sisecam Resources LP
SIRE
$314K ﹤0.01%
24,440
+3,263
+15% +$44.3K
LMND icon
1184
Lemonade
LMND
$4.1B
$313K ﹤0.01%
3,362
+156
+5% +$20.1K
NEAR icon
1185
iShares Short Maturity Bond ETF
NEAR
$4.88B
$313K ﹤0.01%
6,242
-4,611
-42% -$231K
HSIC icon
1186
Henry Schein
HSIC
$9.82B
$312K ﹤0.01%
4,520
+970
+27% +$65.6K
IGBH icon
1187
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$227M
$312K ﹤0.01%
12,219
+7,640
+167% +$192K
MARA icon
1188
Marathon Digital Holdings
MARA
$3.9B
$312K ﹤0.01%
+6,500
New +$201K
PRVB
1189
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$311K ﹤0.01%
+29,700
New +$418K
COR icon
1190
Cencora
COR
$61.2B
$310K ﹤0.01%
2,628
+1,942
+283% +$210K
GOCO
1191
DELISTED
GoHealth
GOCO
$310K ﹤0.01%
1,773
– –
FAX
1192
abrdn Asia-Pacific Income Fund
FAX
$600M
$309K ﹤0.01%
12,606
-2,452
-16% -$64.1K
K
1193
DELISTED
Kellanova
K
$309K ﹤0.01%
5,209
+757
+17% +$42.3K
ARKF icon
1194
ARK Blockchain & Fintech Innovation ETF
ARKF
$761M
$307K ﹤0.01%
6,017
+4,176
+227% +$227K
STM icon
1195
STMicroelectronics
STM
$50B
$307K ﹤0.01%
8,036
-30
-0.4% -$1.17K
QYLD icon
1196
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$304K ﹤0.01%
13,500
– –
ABNB icon
1197
Airbnb
ABNB
$107B
$301K ﹤0.01%
1,603
+1,087
+211% +$201K
HBI
1198
DELISTED
Hanesbrands
HBI
$301K ﹤0.01%
15,319
+346
+2% +$6.12K
LSXMK
1199
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$300K ﹤0.01%
8,802
+41
+0.5% +$1.38K
IBMM
1200
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$299K ﹤0.01%
11,084
-1,948
-15% -$52.7K
46 47
48
49 50

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.