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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOPE icon
1176
Hope Bancorp
HOPE
$1.82B
$23K ﹤0.01%
1,632
-1,077
-40% -$15.1K
IRWD icon
1177
Ironwood Pharmaceuticals
IRWD
$683M
$23K ﹤0.01%
2,678
– –
LVS icon
1178
Las Vegas Sands
LVS
$29.7B
$23K ﹤0.01%
390
-3
-0.8% -$175
SKYW icon
1179
Skywest
SKYW
$4.5B
$23K ﹤0.01%
+400
New +$23.5K
SMOG icon
1180
VanEck Low Carbon Energy ETF
SMOG
$133M
$23K ﹤0.01%
+358
New +$23.1K
TM icon
1181
Toyota
TM
$220B
$23K ﹤0.01%
172
– –
VLY icon
1182
Valley National Bancorp
VLY
$8.17B
$23K ﹤0.01%
+2,136
New +$22.9K
CPAY icon
1183
Corpay
CPAY
$25.8B
$23K ﹤0.01%
+80
New +$23.2K
BECN
1184
DELISTED
Beacon Roofing Supply, Inc.
BECN
$23K ﹤0.01%
691
-16
-2% -$541
SAVE
1185
DELISTED
Spirit Airlines, Inc.
SAVE
$23K ﹤0.01%
+639
New +$26.9K
ORAN
1186
DELISTED
Orange
ORAN
$23K ﹤0.01%
1,461
-26,026
-95% -$393K
HZNP
1187
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$23K ﹤0.01%
846
-57
-6% -$1.47K
EE
1188
DELISTED
El Paso Electric Company
EE
$23K ﹤0.01%
337
– –
AGO icon
1189
Assured Guaranty
AGO
$3.66B
$22K ﹤0.01%
494
-442
-47% -$19.5K
CBT icon
1190
Cabot Corp
CBT
$4.36B
$22K ﹤0.01%
492
-6
-1% -$259
CPRT icon
1191
Copart
CPRT
$26.8B
$22K ﹤0.01%
1,120
– –
EMD
1192
Western Asset Emerging Markets Debt Fund
EMD
$614M
$22K ﹤0.01%
1,579
+1,250
+380% +$17.6K
ENTG icon
1193
Entegris
ENTG
$22.2B
$22K ﹤0.01%
474
-20
-4% -$844
EOLS icon
1194
Evolus
EOLS
$407M
$22K ﹤0.01%
+1,400
New +$22.9K
EWBC icon
1195
East-West Bancorp
EWBC
$18.3B
$22K ﹤0.01%
507
-678
-57% -$29.8K
KEX icon
1196
Kirby Corp
KEX
$7.01B
$22K ﹤0.01%
265
+183
+223% +$14K
RHP icon
1197
Ryman Hospitality Properties
RHP
$8.05B
$22K ﹤0.01%
266
+45
+20% +$3.56K
RLI icon
1198
RLI Corp
RLI
$5.77B
$22K ﹤0.01%
480
– –
RYAM icon
1199
Rayonier Advanced Materials
RYAM
$652M
$22K ﹤0.01%
5,000
– –
VOYA icon
1200
Voya Financial
VOYA
$9.08B
$22K ﹤0.01%
+407
New +$21.7K
46 47
48
49 50

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.