We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TENB icon
1151
Tenable Holdings
TENB
$4.01B
$959K ﹤0.01%
+20,822
New +$876K
TWLO icon
1152
Twilio
TWLO
$36.6B
$958K ﹤0.01%
12,628
-850
-6% -$53K
JHSC icon
1153
John Hancock Multifactor Small Cap ETF
JHSC
$744M
$955K ﹤0.01%
26,118
-37
-0.1% -$1.22K
DHS icon
1154
WisdomTree US High Dividend Fund
DHS
$1.58B
$954K ﹤0.01%
11,614
-364
-3% -$28.5K
MOS icon
1155
The Mosaic Company
MOS
$7.33B
$952K ﹤0.01%
26,640
-85,451
-76% -$3.02M
CGXU icon
1156
Capital Group International Focus Equity ETF
CGXU
$6.49B
$949K ﹤0.01%
39,763
+15,146
+62% +$338K
MDIV icon
1157
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$947K ﹤0.01%
60,537
+412
+0.7% +$6.13K
IOO icon
1158
iShares Global 100 ETF
IOO
$9.25B
$946K ﹤0.01%
11,743
-109
-0.9% -$8.34K
WPC icon
1159
W.P. Carey
WPC
$16.4B
$945K ﹤0.01%
14,580
-104
-0.7% -$5.99K
LDP icon
1160
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$945K ﹤0.01%
51,265
-5,445
-10% -$96.4K
PPLT
1161
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
$943K ﹤0.01%
103,490
-26,040
-20% -$219K
GVLU icon
1162
Gotham 1000 Value ETF
GVLU
$295M
$937K ﹤0.01%
42,936
-3,181
-7% -$64.8K
RODM icon
1163
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$934K ﹤0.01%
34,065
+4,439
+15% +$115K
TCAF icon
1164
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$8.29B
$932K ﹤0.01%
+33,729
New +$874K
EVN
1165
Eaton Vance Municipal Income Trust
EVN
$426M
$932K ﹤0.01%
+94,890
New +$883K
CGGR icon
1166
Capital Group Growth ETF
CGGR
$25.3B
$931K ﹤0.01%
32,991
+13,894
+73% +$359K
PAXS
1167
PIMCO Access Income Fund
PAXS
$674M
$931K ﹤0.01%
65,124
-3,975
-6% -$54.7K
DIM icon
1168
WisdomTree International MidCap Dividend Fund
DIM
$170M
$922K ﹤0.01%
15,176
+7
+0% +$399
SYLD icon
1169
Cambria Shareholder Yield ETF
SYLD
$1.01B
$922K ﹤0.01%
13,647
– –
GUNR icon
1170
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.32B
$922K ﹤0.01%
22,510
+1,012
+5% +$40.3K
INDV icon
1171
Indivior Pharmaceuticals
INDV
$4.58B
$916K ﹤0.01%
+60,000
New +$1.07M
IXC icon
1172
iShares Global Energy ETF
IXC
$2.76B
$914K ﹤0.01%
+23,359
New +$929K
SCHF icon
1173
Schwab International Equity ETF
SCHF
$68.7B
$913K ﹤0.01%
49,424
+7,520
+18% +$130K
RSPT icon
1174
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$913K ﹤0.01%
27,970
+3,894
+16% +$114K
WDI
1175
Western Asset Diversified Income Fund
WDI
$681M
$911K ﹤0.01%
64,591
+2,881
+5% +$38.1K
45 46
47
48 49

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.