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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADCT icon
1151
ADC Therapeutics
ADCT
$144M
$677K ﹤0.01%
24,971
– –
ETG
1152
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$676K ﹤0.01%
31,777
+2,819
+10% +$60.6K
CQP icon
1153
Cheniere Energy
CQP
$31.3B
$675K ﹤0.01%
16,603
+1,819
+12% +$75.9K
EVV
1154
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$674K ﹤0.01%
51,194
-15,241
-23% -$202K
HYT icon
1155
BlackRock Corporate High Yield Fund
HYT
$1.37B
$671K ﹤0.01%
55,031
+899
+2% +$11.2K
FMB icon
1156
First Trust Managed Municipal ETF
FMB
$2.06B
$670K ﹤0.01%
11,813
-2,743
-19% -$158K
X
1157
DELISTED
US Steel
X
$670K ﹤0.01%
30,502
+10,001
+49% +$250K
ATAXZ
1158
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$668K ﹤0.01%
112,238
-1,762
-2% -$10.5K
XME icon
1159
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
$667K ﹤0.01%
15,988
-1,491
-9% -$64.5K
EXR icon
1160
Extra Space Storage
EXR
$31.6B
$666K ﹤0.01%
3,968
+394
+11% +$69.7K
LGOV icon
1161
First Trust Long Duration Opportunities ETF
LGOV
$622M
$664K ﹤0.01%
24,088
+5,049
+27% +$142K
DVYA icon
1162
iShares Asia/Pacific Dividend ETF
DVYA
$72.2M
$657K ﹤0.01%
17,502
+7,750
+79% +$309K
GSLC icon
1163
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$653K ﹤0.01%
7,600
+2,142
+39% +$190K
MKTX icon
1164
MarketAxess Holdings
MKTX
$5.72B
$653K ﹤0.01%
1,555
+6
+0.4% +$2.75K
BBCA icon
1165
JPMorgan BetaBuilders Canada ETF
BBCA
$11.2B
$650K ﹤0.01%
10,349
-192
-2% -$12.4K
CVGW
1166
DELISTED
Calavo Growers
CVGW
$650K ﹤0.01%
17,000
+8,000
+89% +$400K
EXPE icon
1167
Expedia Group
EXPE
$37.3B
$649K ﹤0.01%
3,961
-9,534
-71% -$1.47M
TSLX icon
1168
Sixth Street Specialty
TSLX
$1.81B
$648K ﹤0.01%
29,194
-541
-2% -$12.4K
LCID icon
1169
Lucid Motors
LCID
$2.77B
$645K ﹤0.01%
2,544
+216
+9% +$50K
RMGC
1170
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$644K ﹤0.01%
+66,200
New +$643K
SDAC
1171
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
$640K ﹤0.01%
+65,600
New +$637K
YEXT icon
1172
Yext
YEXT
$574M
$638K ﹤0.01%
53,106
+13,966
+36% +$180K
DHS icon
1173
WisdomTree US High Dividend Fund
DHS
$1.58B
$633K ﹤0.01%
8,227
+828
+11% +$65.6K
CINF icon
1174
Cincinnati Financial
CINF
$27.1B
$629K ﹤0.01%
5,517
-1,798
-25% -$213K
OTLY
1175
Oatly Group
OTLY
$438M
$629K ﹤0.01%
2,082
-65
-3% -$23.6K
45 46
47
48 49

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.