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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHA icon
1151
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$341K ﹤0.01%
13,740
+4,972
+57% +$122K
TDIV icon
1152
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$341K ﹤0.01%
6,328
-26,543
-81% -$1.38M
ONLN icon
1153
ProShares Online Retail ETF
ONLN
$66.8M
$339K ﹤0.01%
4,328
+3,350
+343% +$278K
BCSF icon
1154
Bain Capital Specialty
BCSF
$850M
$338K ﹤0.01%
22,869
+2,884
+14% +$39.7K
RITM icon
1155
Rithm Capital
RITM
$5.69B
$338K ﹤0.01%
30,155
– –
TECX
1156
Tectonic Therapeutic
TECX
$606M
$338K ﹤0.01%
2,221
– –
GUNR icon
1157
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$6.97B
$337K ﹤0.01%
9,343
+8,471
+971% +$301K
OXY icon
1158
Occidental Petroleum
OXY
$55.9B
$337K ﹤0.01%
12,696
-949
-7% -$23.7K
PHO icon
1159
Invesco Water Resources ETF
PHO
$2.09B
$337K ﹤0.01%
6,842
+1
+0% +$48
PRNT icon
1160
The 3D Printing ETF
PRNT
$65M
$337K ﹤0.01%
8,683
+6,971
+407% +$280K
MCO icon
1161
Moody's
MCO
$82.7B
$336K ﹤0.01%
1,129
+62
+6% +$17.5K
ARNA
1162
DELISTED
Arena Pharmaceuticals Inc
ARNA
$335K ﹤0.01%
4,835
+4,285
+779% +$330K
EWA icon
1163
iShares MSCI Australia ETF
EWA
$1.48B
$334K ﹤0.01%
13,500
– –
MTN icon
1164
Vail Resorts
MTN
$5.3B
$333K ﹤0.01%
1,145
-159
-12% -$46.3K
NCLH icon
1165
Norwegian Cruise Line
NCLH
$8.84B
$333K ﹤0.01%
12,099
+1,772
+17% +$47.2K
HYHG icon
1166
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$194M
$332K ﹤0.01%
+5,250
New +$328K
IPOF
1167
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$331K ﹤0.01%
+30,950
New +$416K
VAR
1168
DELISTED
Varian Medical Systems, Inc.
VAR
$329K ﹤0.01%
1,870
+52
+3% +$9.15K
OIA icon
1169
Invesco Municipal Income Opportunities Trust
OIA
$292M
$328K ﹤0.01%
41,597
+6,000
+17% +$47.3K
RMGCU
1170
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$328K ﹤0.01%
+33,000
New +$343K
COR
1171
DELISTED
Coresite Realty Corporation
COR
$328K ﹤0.01%
2,740
+1,916
+233% +$233K
AN icon
1172
AutoNation
AN
$6.92B
$326K ﹤0.01%
3,500
+3,440
+5,733% +$276K
FALN icon
1173
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$326K ﹤0.01%
+11,159
New +$327K
LIT icon
1174
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$326K ﹤0.01%
+5,585
New +$365K
FMB icon
1175
First Trust Managed Municipal ETF
FMB
$2.06B
$324K ﹤0.01%
5,748
-636
-10% -$36.1K
45 46
47
48 49

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.