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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOLD
1151
DELISTED
Amicus Therapeutics
FOLD
$143K ﹤0.01%
10,239
+858
+9% +$12.5K
SCI icon
1152
Service Corp International
SCI
$11.6B
$143K ﹤0.01%
3,403
-2,388
-41% -$102K
DTIL icon
1153
Precision BioSciences
DTIL
$207M
$141K ﹤0.01%
767
+312
+69% +$62.1K
LDOS icon
1154
Leidos
LDOS
$17.3B
$141K ﹤0.01%
1,585
-154
-9% -$13.9K
MYI icon
1155
BlackRock MuniYield Quality Fund III
MYI
$721M
$141K ﹤0.01%
10,518
– –
BME icon
1156
BlackRock Health Sciences Trust
BME
$570M
$140K ﹤0.01%
3,286
+696
+27% +$29.8K
AJG icon
1157
Arthur J. Gallagher & Co
AJG
$63.6B
$139K ﹤0.01%
1,317
+172
+15% +$17.8K
ELAN icon
1158
Elanco Animal Health
ELAN
$11.1B
$139K ﹤0.01%
5,001
+350
+8% +$8.87K
JKHY icon
1159
Jack Henry & Associates
JKHY
$11.1B
$139K ﹤0.01%
855
-260
-23% -$45.1K
WYNN icon
1160
Wynn Resorts
WYNN
$10.6B
$139K ﹤0.01%
1,939
-9,591
-83% -$760K
EWG icon
1161
iShares MSCI Germany ETF
EWG
$1.68B
$138K ﹤0.01%
4,737
-10,104
-68% -$296K
EFG icon
1162
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$137K ﹤0.01%
1,542
-280
-15% -$24.8K
BSCP
1163
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$136K ﹤0.01%
6,099
– –
PHI icon
1164
PLDT
PHI
$4.33B
$136K ﹤0.01%
5,055
– –
TILT icon
1165
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
$136K ﹤0.01%
1,118
-2,746
-71% -$333K
CGBD icon
1166
Carlyle Secured Lending
CGBD
$758M
$135K ﹤0.01%
15,215
+4,480
+42% +$39.3K
BSCM
1167
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$134K ﹤0.01%
6,174
– –
BAB icon
1168
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$133K ﹤0.01%
4,000
-1,588
-28% -$53K
NDAQ icon
1169
Nasdaq
NDAQ
$52.9B
$133K ﹤0.01%
3,270
+1,599
+96% +$68.2K
RDS.B
1170
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$133K ﹤0.01%
5,528
-24,305
-81% -$696K
DEM icon
1171
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$132K ﹤0.01%
3,767
-2,000
-35% -$74.9K
XMMO icon
1172
Invesco S&P MidCap Momentum ETF
XMMO
$7.56B
$132K ﹤0.01%
2,000
-1,000
-33% -$64.1K
PTCT icon
1173
PTC Therapeutics
PTCT
$6.12B
$130K ﹤0.01%
2,787
– –
CLDR
1174
DELISTED
Cloudera, Inc.
CLDR
$130K ﹤0.01%
12,000
+10,000
+500% +$116K
JNK icon
1175
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$129K ﹤0.01%
1,242
+109
+10% +$11.4K
45 46
47
48 49

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.