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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCI icon
1151
Donaldson
DCI
$11.3B
$49K ﹤0.01%
854
-292
-25% -$15.9K
EWH icon
1152
iShares MSCI Hong Kong ETF
EWH
$1.22B
$49K ﹤0.01%
2,022
+375
+23% +$8.86K
GSG icon
1153
iShares S&P GSCI Commodity-Indexed Trust
GSG
$952M
$49K ﹤0.01%
+3,000
New +$46.6K
BHK icon
1154
BlackRock Core Bond Trust
BHK
$651M
$48K ﹤0.01%
3,292
– –
DBC icon
1155
Invesco DB Commodity Index Tracking Fund
DBC
$1.64B
$48K ﹤0.01%
+3,000
New +$46.6K
DIV icon
1156
Global X SuperDividend US ETF
DIV
$779M
$48K ﹤0.01%
2,021
+40
+2% +$936
UA icon
1157
Under Armour Class C
UA
$2.83B
$48K ﹤0.01%
2,516
-308
-11% -$5.42K
ENR icon
1158
Energizer
ENR
$1.56B
$47K ﹤0.01%
929
+27
+3% +$1.24K
NBH
1159
Neuberger Municipal Fund Inc
NBH
$301M
$47K ﹤0.01%
+3,066
New +$47.4K
SRC
1160
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$47K ﹤0.01%
+955
New +$47.5K
WRI
1161
DELISTED
Weingarten Realty Investors
WRI
$47K ﹤0.01%
1,500
– –
AIA icon
1162
iShares Asia 50 ETF
AIA
$4.78B
$46K ﹤0.01%
699
+688
+6,255% +$42.8K
GBCI icon
1163
Glacier Bancorp
GBCI
$6.58B
$46K ﹤0.01%
1,000
– –
GTX icon
1164
Garrett Motion
GTX
$5.89B
$46K ﹤0.01%
4,641
+114
+3% +$1.16K
MCHI icon
1165
iShares MSCI China ETF
MCHI
$6.32B
$46K ﹤0.01%
+723
New +$43.3K
MSI icon
1166
Motorola Solutions
MSI
$73B
$46K ﹤0.01%
285
+200
+235% +$32.9K
PHYS icon
1167
Sprott Physical Gold
PHYS
$15.3B
$46K ﹤0.01%
3,800
– –
RDN icon
1168
Radian Group
RDN
$5.2B
$46K ﹤0.01%
1,838
-1,039
-36% -$25.8K
ALK icon
1169
Alaska Air
ALK
$5.83B
$45K ﹤0.01%
661
-166
-20% -$11.3K
CPRT icon
1170
Copart
CPRT
$26.6B
$45K ﹤0.01%
1,960
+840
+75% +$17.9K
JBLU icon
1171
JetBlue
JBLU
$2.4B
$45K ﹤0.01%
2,380
-1,275
-35% -$23.7K
MSGS icon
1172
Madison Square Garden
MSGS
$9.4B
$45K ﹤0.01%
215
-872
-80% -$171K
SPCE icon
1173
Virgin Galactic
SPCE
$373M
$45K ﹤0.01%
+193
New +$37.7K
THD icon
1174
iShares MSCI Thailand ETF
THD
$368M
$45K ﹤0.01%
511
– –
TLTE icon
1175
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$346M
$45K ﹤0.01%
+846
New +$42.7K
45 46
47
48 49

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.