We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWY icon
1151
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$25K ﹤0.01%
286
+1
+0.4% +$87
LNN icon
1152
Lindsay Corp
LNN
$1.17B
$25K ﹤0.01%
+268
New +$23.9K
MLKN icon
1153
MillerKnoll
MLKN
$1.63B
$25K ﹤0.01%
548
– –
PST icon
1154
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.5M
$25K ﹤0.01%
+1,375
New +$26K
SWKS icon
1155
Skyworks Solutions
SWKS
$10.1B
$25K ﹤0.01%
314
-70
-18% -$5.58K
TIGO icon
1156
Millicom
TIGO
$15.4B
$25K ﹤0.01%
+520
New +$27.2K
BWXT icon
1157
BWX Technologies
BWXT
$15.4B
$24K ﹤0.01%
418
-17
-4% -$949
CGBD icon
1158
Carlyle Secured Lending
CGBD
$714M
$24K ﹤0.01%
+1,672
New +$24.6K
DBA icon
1159
Invesco DB Agriculture Fund
DBA
$1.23B
$24K ﹤0.01%
+1,525
New +$24K
DXC icon
1160
DXC Technology
DXC
$1.78B
$24K ﹤0.01%
803
-127
-14% -$5.41K
LECO icon
1161
Lincoln Electric
LECO
$15.2B
$24K ﹤0.01%
274
-37
-12% -$3.11K
MTZ icon
1162
MasTec
MTZ
$21.4B
$24K ﹤0.01%
374
-25
-6% -$1.46K
NVEE
1163
DELISTED
NV5 Global
NVEE
$24K ﹤0.01%
+1,400
New +$25.4K
SCHR
1164
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$24K ﹤0.01%
874
– –
TEF
1165
DELISTED
Telefonica
TEF
$24K ﹤0.01%
+3,855
New +$23.3K
TPH
1166
DELISTED
Tri Pointe Homes
TPH
$24K ﹤0.01%
1,606
-70
-4% -$954
AY
1167
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$24K ﹤0.01%
+1,000
New +$23.6K
RJA
1168
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$24K ﹤0.01%
+4,595
New +$24K
WMGI
1169
DELISTED
Wright Medical Group Inc
WMGI
$24K ﹤0.01%
1,167
+600
+106% +$14.3K
VQT
1170
DELISTED
iPath S&P VEQTOR ETN
VQT
$24K ﹤0.01%
150
– –
PTLA
1171
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$24K ﹤0.01%
+900
New +$25.3K
AES icon
1172
AES
AES
$10.5B
$23K ﹤0.01%
1,384
+1,349
+3,854% +$21.7K
AGEN
1173
Agenus
AGEN
$324M
$23K ﹤0.01%
+459
New +$24.6K
GMED icon
1174
Globus Medical
GMED
$10.9B
$23K ﹤0.01%
446
+271
+155% +$12.9K
GREK
1175
Global X MSCI Greece ETF
GREK
$317M
$23K ﹤0.01%
+833
New +$23.2K
45 46
47
48 49

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM

Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.