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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCEF icon
1126
Invesco CEF Income Composite ETF
PCEF
$814M
$1.48M ﹤0.01%
78,290
-1,683
-2% -$31K
KRBN icon
1127
KraneShares Global Carbon Strategy ETF
KRBN
$143M
$1.47M ﹤0.01%
47,672
-52
-0.1% -$1.61K
SSNC icon
1128
SS&C Technologies
SSNC
$18.6B
$1.46M ﹤0.01%
22,704
+9,563
+73% +$594K
TPYP icon
1129
Tortoise North American Pipeline ETF
TPYP
$848M
$1.46M ﹤0.01%
52,190
-3,742
-7% -$98.8K
IXN icon
1130
iShares Global Tech ETF
IXN
$8.83B
$1.45M ﹤0.01%
19,446
+1,377
+8% +$98.9K
ARRY icon
1131
Array Technologies
ARRY
$855M
$1.45M ﹤0.01%
97,400
-4,284
-4% -$59.1K
TAK icon
1132
Takeda Pharmaceutical
TAK
$55.7B
$1.45M ﹤0.01%
+104,543
New +$1.52M
RWJ icon
1133
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$1.44M ﹤0.01%
33,650
+97
+0.3% +$3.95K
GFL icon
1134
GFL Environmental
GFL
$14.9B
$1.44M ﹤0.01%
+41,713
New +$1.44M
FFIN icon
1135
First Financial Bankshares
FFIN
$4.97B
$1.44M ﹤0.01%
43,848
+32,176
+276% +$988K
RCI icon
1136
Rogers Communications
RCI
$18.6B
$1.43M ﹤0.01%
34,892
+2,056
+6% +$93K
SNX icon
1137
TD Synnex
SNX
$20.2B
$1.43M ﹤0.01%
12,645
+247
+2% +$25.7K
TFI icon
1138
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$1.42M ﹤0.01%
30,596
-4,986
-14% -$233K
EXPE icon
1139
Expedia Group
EXPE
$37.3B
$1.42M ﹤0.01%
10,284
-1,009
-9% -$143K
DVYE icon
1140
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$1.41M ﹤0.01%
53,995
– –
CDC icon
1141
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$1.41M ﹤0.01%
23,714
-356
-1% -$20.1K
NMFC icon
1142
New Mountain Finance
NMFC
$732M
$1.4M ﹤0.01%
+110,439
New +$1.41M
BOH icon
1143
Bank of Hawaii
BOH
$3.13B
$1.4M ﹤0.01%
+22,405
New +$1.42M
IYK icon
1144
iShares US Consumer Staples ETF
IYK
$1.41B
$1.39M ﹤0.01%
+20,598
New +$1.34M
ARMK icon
1145
Aramark
ARMK
$14.7B
$1.37M ﹤0.01%
42,249
+1,090
+3% +$32.8K
CGGR icon
1146
Capital Group Growth ETF
CGGR
$25.3B
$1.37M ﹤0.01%
42,851
+9,860
+30% +$296K
RWX icon
1147
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$1.37M ﹤0.01%
52,449
+3,487
+7% +$89.5K
IIM icon
1148
Invesco Value Municipal Income Trust
IIM
$598M
$1.36M ﹤0.01%
113,530
-34,291
-23% -$403K
PNNT
1149
Pennant Park Investment Corp
PNNT
$241M
$1.36M ﹤0.01%
+197,676
New +$1.36M
PDX
1150
PIMCO Dynamic Income Strategy Fund
PDX
$965M
$1.36M ﹤0.01%
64,019
+1,886
+3% +$37.6K
44 45
46
47 48

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.