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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAST icon
1126
Fastenal
FAST
$59.5B
$810K ﹤0.01%
25,328
+1,492
+6% +$44K
ALGN icon
1127
Align Technology
ALGN
$12.3B
$809K ﹤0.01%
1,233
-704
-36% -$453K
IFV icon
1128
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$809K ﹤0.01%
34,869
+11,543
+49% +$267K
FMX icon
1129
Fomento Económico Mexicano
FMX
$41.7B
$804K ﹤0.01%
10,352
+13
+0.1% +$1.02K
CRL icon
1130
Charles River Laboratories
CRL
$12.8B
$803K ﹤0.01%
2,134
-371
-15% -$144K
HEFA icon
1131
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.71B
$801K ﹤0.01%
22,694
+1,885
+9% +$66.6K
MFIC icon
1132
MidCap Financial Investment
MFIC
$804M
$800K ﹤0.01%
62,612
+1,270
+2% +$16.7K
VIAV icon
1133
Viavi Solutions
VIAV
$9.66B
$800K ﹤0.01%
45,454
-130
-0.3% -$2.06K
DXJ icon
1134
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$799K ﹤0.01%
12,784
-1,524
-11% -$95.7K
QLYS icon
1135
Qualys
QLYS
$6.35B
$798K ﹤0.01%
5,816
+2,256
+63% +$288K
OWL icon
1136
Blue Owl Capital
OWL
$18.5B
$794K ﹤0.01%
53,260
+50,252
+1,671% +$793K
SYF icon
1137
Synchrony
SYF
$25.6B
$792K ﹤0.01%
17,100
-8,158
-32% -$392K
VIOO icon
1138
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.25B
$782K ﹤0.01%
7,448
+250
+3% +$26.3K
THW
1139
abrdn World Healthcare Fund
THW
$551M
$781K ﹤0.01%
48,000
– –
TXG icon
1140
10x Genomics
TXG
$6.61B
$781K ﹤0.01%
5,249
+921
+21% +$141K
SUSB icon
1141
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$779K ﹤0.01%
30,394
+14,693
+94% +$378K
RMGC
1142
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$779K ﹤0.01%
79,800
+13,600
+21% +$133K
MYOV
1143
DELISTED
Myovant Sciences Ltd.
MYOV
$778K ﹤0.01%
50,000
+18,000
+56% +$344K
ARKG icon
1144
ARK Genomic Revolution ETF
ARKG
$1.73B
$777K ﹤0.01%
12,710
-2,104
-14% -$145K
SYLD icon
1145
Cambria Shareholder Yield ETF
SYLD
$1.01B
$775K ﹤0.01%
12,000
– –
XOP icon
1146
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$774K ﹤0.01%
8,076
+2,439
+43% +$250K
AQN icon
1147
Algonquin Power & Utilities
AQN
$4.42B
$772K ﹤0.01%
53,443
-3,065
-5% -$43.9K
EA
1148
DELISTED
Electronic Arts
EA
$771K ﹤0.01%
5,857
+565
+11% +$76K
RIO icon
1149
Rio Tinto
RIO
$164B
$770K ﹤0.01%
11,520
+637
+6% +$41.2K
TRI icon
1150
Thomson Reuters
TRI
$44.1B
$766K ﹤0.01%
6,083
-2,084
-26% -$260K
44 45
46
47 48

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.