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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHD icon
1126
Schwab US Dividend Equity ETF
SCHD
$105B
$591K ﹤0.01%
23,499
+19,797
+535% +$500K
BTX
1127
BlackRock Technology and Private Equity Term Trust
BTX
$982M
$591K ﹤0.01%
29,113
+26,613
+1,065% +$554K
MAPS
1128
DELISTED
WM TECHNOLOGY INC A
MAPS
$589K ﹤0.01%
33,000
+19,700
+148% +$342K
SCM icon
1129
Stellus Capital Investment Corp
SCM
$245M
$589K ﹤0.01%
46,830
+881
+2% +$11.6K
WLKP icon
1130
Westlake Chemical Partners
WLKP
$752M
$589K ﹤0.01%
21,892
+16,770
+327% +$446K
ETW
1131
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$588K ﹤0.01%
54,075
+27,670
+105% +$300K
JMST icon
1132
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$587K ﹤0.01%
11,517
-1,359
-11% -$69.4K
EXR icon
1133
Extra Space Storage
EXR
$31.6B
$585K ﹤0.01%
3,574
+872
+32% +$131K
FVT
1134
DELISTED
Fortress Value Acquisition Corp. III
FVT
$585K ﹤0.01%
+59,615
New +$592K
RSPT icon
1135
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.77B
$584K ﹤0.01%
20,140
+2,240
+13% +$62.6K
SWT
1136
DELISTED
Stanley Black & Decker, Inc.
SWT
$584K ﹤0.01%
4,844
-596
-11% -$72.9K
VMW
1137
DELISTED
VMware, Inc
VMW
$582K ﹤0.01%
3,645
-4,213
-54% -$674K
WHR icon
1138
Whirlpool
WHR
$2.8B
$580K ﹤0.01%
2,663
+2,010
+308% +$468K
ACWV icon
1139
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.36B
$579K ﹤0.01%
5,641
-1,911
-25% -$195K
DHS icon
1140
WisdomTree US High Dividend Fund
DHS
$1.57B
$578K ﹤0.01%
7,399
+2,002
+37% +$158K
HERO icon
1141
Global X Video Games & Esports ETF
HERO
$65.3M
$578K ﹤0.01%
17,907
-100
-0.6% -$3.21K
FTGC icon
1142
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.98B
$577K ﹤0.01%
24,438
+24,388
+48,776% +$555K
VRT icon
1143
Vertiv
VRT
$106B
$577K ﹤0.01%
21,175
+19,875
+1,529% +$475K
LEO
1144
BNY Mellon Strategic Municipals
LEO
$384M
$574K ﹤0.01%
64,076
– –
NOMD icon
1145
Nomad Foods
NOMD
$1.65B
$574K ﹤0.01%
20,305
-349
-2% -$10.3K
MIC
1146
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$574K ﹤0.01%
15,000
-12,000
-44% -$422K
CRSP icon
1147
CRISPR Therapeutics
CRSP
$4.99B
$573K ﹤0.01%
3,543
-1,053
-23% -$128K
EWC icon
1148
iShares MSCI Canada ETF
EWC
$6.26B
$573K ﹤0.01%
15,396
+5,167
+51% +$189K
BLV icon
1149
Vanguard Long-Term Bond ETF
BLV
$5.73B
$570K ﹤0.01%
5,536
+191
+4% +$19.1K
CVGW
1150
DELISTED
Calavo Growers
CVGW
$570K ﹤0.01%
9,000
-17
-0.2% -$1.25K
44 45
46
47 48

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.