We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMD
1126
Western Asset Emerging Markets Debt Fund
EMD
$616M
$363K ﹤0.01%
27,470
-13,611
-33% -$184K
AQN icon
1127
Algonquin Power & Utilities
AQN
$4.42B
$362K ﹤0.01%
22,894
+22,586
+7,333% +$373K
HPE icon
1128
Hewlett Packard
HPE
$70.5B
$362K ﹤0.01%
23,060
+14,811
+180% +$205K
SDGR icon
1129
Schrodinger
SDGR
$1.36B
$361K ﹤0.01%
4,747
-1,028
-18% -$92.4K
CHEF icon
1130
Chefs' Warehouse
CHEF
$4.5B
$360K ﹤0.01%
11,838
– –
BYND icon
1131
Beyond Meat
BYND
$277M
$359K ﹤0.01%
2,765
-238
-8% -$35K
MKC icon
1132
McCormick & Company Non-Voting
MKC
$14.2B
$359K ﹤0.01%
4,032
-1,609
-29% -$143K
DEI icon
1133
Douglas Emmett
DEI
$1.96B
$357K ﹤0.01%
11,378
– –
EXR icon
1134
Extra Space Storage
EXR
$31.6B
$357K ﹤0.01%
2,702
+1,900
+237% +$230K
QRVO icon
1135
Qorvo
QRVO
$8.74B
$357K ﹤0.01%
1,956
+497
+34% +$87.3K
MRO
1136
DELISTED
Marathon Oil Corporation
MRO
$357K ﹤0.01%
33,460
+20,912
+167% +$202K
NS
1137
DELISTED
NuStar Energy L.P.
NS
$357K ﹤0.01%
20,900
– –
IVOL icon
1138
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$356K ﹤0.01%
12,463
+1,936
+18% +$55.2K
HYLS icon
1139
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$353K ﹤0.01%
7,271
-1,058
-13% -$51.7K
SCCO icon
1140
Southern Copper
SCCO
$166B
$352K ﹤0.01%
5,620
-17
-0.3% -$1.13K
ARKQ icon
1141
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
$351K ﹤0.01%
4,190
+2,991
+249% +$263K
MANH icon
1142
Manhattan Associates
MANH
$11.4B
$351K ﹤0.01%
2,992
+2,758
+1,179% +$334K
OSTRU
1143
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
$351K ﹤0.01%
+35,550
New +$359K
QS icon
1144
QuantumScape Corp
QS
$3.74B
$348K ﹤0.01%
7,778
+3,497
+82% +$183K
EWC icon
1145
iShares MSCI Canada ETF
EWC
$6.46B
$347K ﹤0.01%
10,229
-257
-2% -$8.42K
DSI icon
1146
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$346K ﹤0.01%
4,554
– –
NAD icon
1147
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$345K ﹤0.01%
22,819
– –
AVLR
1148
DELISTED
Avalara, Inc.
AVLR
$343K ﹤0.01%
2,572
+2,352
+1,069% +$363K
ENPH icon
1149
Enphase Energy
ENPH
$5.53B
$342K ﹤0.01%
2,113
+1,253
+146% +$225K
CGBD icon
1150
Carlyle Secured Lending
CGBD
$758M
$341K ﹤0.01%
25,904
+179
+0.7% +$2.17K
44 45
46
47 48

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.