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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFK
1126
DELISTED
BlackRock Municipal Income Trust
BFK
$248K ﹤0.01%
16,066
+1,823
+13% +$26.3K
GEO icon
1127
The GEO Group
GEO
$4.22B
$248K ﹤0.01%
28,000
-6,132
-18% -$58.8K
JCI icon
1128
Johnson Controls International
JCI
$91.3B
$248K ﹤0.01%
5,342
-1,105
-17% -$49.1K
PJT icon
1129
PJT Partners
PJT
$4.36B
$246K ﹤0.01%
3,278
+2,352
+254% +$166K
ROUS icon
1130
Hartford Multifactor US Equity ETF
ROUS
$725M
$246K ﹤0.01%
7,024
-1,030
-13% -$34.5K
FSK icon
1131
FS KKR Capital
FSK
$3.35B
$243K ﹤0.01%
14,710
-750
-5% -$12.5K
BCSF icon
1132
Bain Capital Specialty
BCSF
$843M
$242K ﹤0.01%
19,985
+2,836
+17% +$31.4K
QRVO icon
1133
Qorvo
QRVO
$8.67B
$242K ﹤0.01%
1,459
+1,187
+436% +$175K
W icon
1134
Wayfair
W
$14.6B
$242K ﹤0.01%
1,075
+449
+72% +$119K
KIE icon
1135
State Street SPDR S&P Insurance ETF
KIE
$683M
$240K ﹤0.01%
7,170
-576
-7% -$18.2K
DGRS icon
1136
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$412M
$239K ﹤0.01%
+6,057
New +$217K
CSIQ icon
1137
Canadian Solar
CSIQ
$1.06B
$238K ﹤0.01%
4,654
+4,073
+701% +$167K
FOX icon
1138
Fox Class B
FOX
$23.7B
$238K ﹤0.01%
8,252
+114
+1% +$3.16K
LDP icon
1139
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$238K ﹤0.01%
8,984
-1,634
-15% -$40.1K
HSIC icon
1140
Henry Schein
HSIC
$9.78B
$237K ﹤0.01%
3,550
+2,714
+325% +$175K
DWM icon
1141
WisdomTree International Equity Fund
DWM
$692M
$236K ﹤0.01%
4,680
+1,158
+33% +$55.5K
OXY icon
1142
Occidental Petroleum
OXY
$58.3B
$236K ﹤0.01%
13,645
-21,451
-61% -$294K
STAY
1143
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$235K ﹤0.01%
15,924
-7,892
-33% -$102K
GWW icon
1144
W.W. Grainger
GWW
$60.7B
$234K ﹤0.01%
573
-114
-17% -$44.8K
PTA icon
1145
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.05B
$234K ﹤0.01%
+9,022
New +$229K
MAV
1146
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$233K ﹤0.01%
20,000
-6,720
-25% -$75.8K
OPEN icon
1147
Opendoor
OPEN
$3.44B
$233K ﹤0.01%
10,618
+9,683
+1,036% +$203K
AAP icon
1148
Advance Auto Parts
AAP
$3.38B
$232K ﹤0.01%
1,475
-28
-2% -$4.32K
CSB icon
1149
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$265M
$231K ﹤0.01%
4,638
+154
+3% +$6.83K
UNF icon
1150
Unifirst Corp
UNF
$5.26B
$231K ﹤0.01%
1,095
– –
44 45
46
47 48

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.