We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DECK icon
1126
Deckers Outdoor
DECK
$13.3B
$72K ﹤0.01%
3,204
– –
IWV icon
1127
iShares Russell 3000 ETF
IWV
$20.4B
$72K ﹤0.01%
+488
New +$86.8K
IWX icon
1128
iShares Russell Top 200 Value ETF
IWX
$4.03B
$72K ﹤0.01%
1,635
+1,011
+162% +$54.3K
NUVA
1129
DELISTED
NuVasive, Inc.
NUVA
$72K ﹤0.01%
1,420
-219
-13% -$14.7K
ACA icon
1130
Arcosa
ACA
$7.11B
$71K ﹤0.01%
1,781
+295
+20% +$12.5K
MXIM
1131
DELISTED
Maxim Integrated Products
MXIM
$71K ﹤0.01%
1,459
+749
+105% +$43K
ATRC icon
1132
AtriCure
ATRC
$2.11B
$70K ﹤0.01%
2,089
– –
PTNQ icon
1133
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$70K ﹤0.01%
+2,017
New +$80.9K
ATLC icon
1134
Atlanticus Holdings
ATLC
$1.52B
$69K ﹤0.01%
7,000
– –
PTY icon
1135
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$69K ﹤0.01%
+5,359
New +$94K
SLV icon
1136
iShares Silver Trust
SLV
$30.9B
$69K ﹤0.01%
5,300
-700
-12% -$11K
CACG
1137
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$69K ﹤0.01%
2,360
+1,957
+486% +$65.1K
KYN icon
1138
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$68K ﹤0.01%
+18,723
New +$202K
LAND
1139
Gladstone Land Corp
LAND
$360M
$68K ﹤0.01%
5,752
– –
PKW icon
1140
Invesco BuyBack Achievers ETF
PKW
$1.76B
$68K ﹤0.01%
+1,410
New +$87.5K
RA
1141
Brookfield Real Assets Income Fund
RA
$708M
$68K ﹤0.01%
4,617
+224
+5% +$4.47K
SPCE icon
1142
Virgin Galactic
SPCE
$398M
$68K ﹤0.01%
232
+39
+20% +$14.8K
VCTR icon
1143
Victory Capital Holdings
VCTR
$6.65B
$68K ﹤0.01%
4,132
+1,486
+56% +$29.1K
AMJ
1144
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$68K ﹤0.01%
7,523
-55
-0.7% -$961
BKR icon
1145
Baker Hughes
BKR
$61.1B
$67K ﹤0.01%
6,365
+5,266
+479% +$98.9K
BLUE
1146
DELISTED
bluebird bio
BLUE
$67K ﹤0.01%
112
+4
+4% +$3.9K
EWH icon
1147
iShares MSCI Hong Kong ETF
EWH
$1.22B
$67K ﹤0.01%
3,372
+1,350
+67% +$30.8K
FCT
1148
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$67K ﹤0.01%
7,091
-129
-2% -$1.5K
ZYME icon
1149
Zymeworks
ZYME
$1.67B
$67K ﹤0.01%
1,888
+325
+21% +$13.3K
GSKY
1150
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$67K ﹤0.01%
17,423
+553
+3% +$4.1K
44 45
46
47 48

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.