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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALNY icon
1101
Alnylam Pharmaceuticals
ALNY
$29.3B
$1.6M ﹤0.01%
10,715
-358
-3% -$59.7K
XSOE icon
1102
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$1.59M ﹤0.01%
54,073
+42,334
+361% +$1.21M
BNY
1103
Bank of New York Mellon
BNY
$107B
$1.59M ﹤0.01%
27,567
-885
-3% -$48.7K
TCPC icon
1104
BlackRock TCP Capital
TCPC
$345M
$1.59M ﹤0.01%
152,036
+56,754
+60% +$627K
CCK icon
1105
Crown Holdings
CCK
$13.1B
$1.58M ﹤0.01%
19,871
+7,134
+56% +$584K
FXI icon
1106
iShares China Large-Cap ETF
FXI
$4.31B
$1.57M ﹤0.01%
65,420
+2,164
+3% +$49.9K
HLN icon
1107
Haleon
HLN
$44.2B
$1.57M ﹤0.01%
185,453
+100,476
+118% +$840K
MUI
1108
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1.57M ﹤0.01%
130,228
-29,986
-19% -$353K
RWK icon
1109
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$1.57M ﹤0.01%
13,620
+36
+0.3% +$3.83K
BJ icon
1110
BJs Wholesale Club
BJ
$12.3B
$1.57M ﹤0.01%
20,718
+8,521
+70% +$594K
MAS icon
1111
Masco
MAS
$15.3B
$1.57M ﹤0.01%
19,868
+4,651
+31% +$335K
EXAS
1112
DELISTED
Exact Sciences
EXAS
$1.57M ﹤0.01%
22,671
+412
+2% +$26.1K
ARE icon
1113
Alexandria Real Estate Equities
ARE
$8.56B
$1.56M ﹤0.01%
12,079
+998
+9% +$123K
CHI
1114
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$1.55M ﹤0.01%
136,611
+87,976
+181% +$958K
FIZZ icon
1115
National Beverage
FIZZ
$3.01B
$1.54M ﹤0.01%
+32,490
New +$1.59M
DNP icon
1116
DNP Select Income Fund
DNP
$4.09B
$1.54M ﹤0.01%
169,572
+9,322
+6% +$82.4K
JHMM icon
1117
John Hancock Multifactor Mid Cap ETF
JHMM
$6.12B
$1.53M ﹤0.01%
26,717
-1,384
-5% -$74.4K
NDMO icon
1118
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$606M
$1.52M ﹤0.01%
139,672
+1,334
+1% +$14.1K
EBAY icon
1119
eBay
EBAY
$49.8B
$1.51M ﹤0.01%
28,694
+5,401
+23% +$245K
RBLX icon
1120
Roblox
RBLX
$27B
$1.51M ﹤0.01%
39,633
-15,558
-28% -$631K
WAL icon
1121
Western Alliance Bancorporation
WAL
$8.87B
$1.51M ﹤0.01%
23,482
-159,266
-87% -$9.77M
KMX icon
1122
CarMax
KMX
$8.26B
$1.48M ﹤0.01%
+17,030
New +$1.29M
YUMC icon
1123
Yum China
YUMC
$16.3B
$1.48M ﹤0.01%
37,265
+16,968
+84% +$670K
ODP
1124
DELISTED
ODP
ODP
$1.48M ﹤0.01%
27,924
-588
-2% -$30.7K
EQT icon
1125
EQT Corp
EQT
$32.3B
$1.48M ﹤0.01%
39,900
-836
-2% -$29.9K
43 44
45
46 47

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.