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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
(+15%)
Cap. Flow
+$954M
Cap. Flow
% of AUM
3.19%
Top 10 Holdings %
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$74.4M |
| 2 |
Oracle
ORCL
|
+$57.4M |
| 3 |
AutoZone
AZO
|
+$40.8M |
| 4 |
Apple
AAPL
|
+$40.4M |
| 5 |
TransUnion
TRU
|
+$37.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
|
+$66M |
| 2 |
Meta Platforms (Facebook)
META
|
+$52.5M |
| 3 |
ATVI
Activision Blizzard
ATVI
|
+$47.8M |
| 4 |
TotalEnergies
TTE
|
+$37.7M |
| 5 |
S&P Global
SPGI
|
+$29.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20% |
| 2 | Financials | 11.4% |
| 3 | Healthcare | 9.14% |
| 4 | Consumer Discretionary | 6.39% |
| 5 | Industrials | 6.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
Vale
VALE
$62.6B
| $1.13M | ﹤0.01% |
71,160
-33,067
| -32% | -$474K |
|
|
KTF
1102
DWS Municipal Income Trust
KTF
$352M
| $1.12M | ﹤0.01% |
126,174
-75,706
| -38% | -$618K |
|
1103
Jackson Financial
JXN
$8.8B
| $1.12M | ﹤0.01% |
21,846
-504
| -2% | -$22.2K |
|
1104
iShares MSCI EAFE Growth ETF
EFG
$17.3B
| $1.12M | ﹤0.01% |
11,529
+278
| +2% | +$24.9K |
|
1105
abrdn Physical Silver Shares ETF
SIVR
$4.42B
| $1.11M | ﹤0.01% |
+48,894
| New | +$1.09M |
|
1106
BlackRock TCP Capital
TCPC
$345M
| $1.1M | ﹤0.01% |
95,282
+2,352
| +3% | +$26.7K |
|
1107
Western Midstream Partners
WES
$19.3B
| $1.09M | ﹤0.01% |
37,327
+9,232
| +33% | +$258K |
|
1108
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
| $1.08M | ﹤0.01% |
102,871
-55,216
| -35% | -$538K |
|
1109
Gabelli Equity Trust
GAB
$1.79B
| $1.08M | ﹤0.01% |
212,059
+16,682
| +9% | +$83.5K |
|
1110
Robert Half
RHI
$4.37B
| $1.07M | ﹤0.01% |
12,224
+185
| +2% | +$14.7K |
|
1111
Equinor
EQNR
$92.4B
| $1.07M | ﹤0.01% |
33,946
+2,463
| +8% | +$79.7K |
|
1112
LyondellBasell Industries
LYB
$19.2B
| $1.07M | ﹤0.01% |
11,270
-898
| -7% | -$84K |
|
1113
iShares MSCI Mexico ETF
EWW
$1.99B
| $1.07M | ﹤0.01% |
15,725
| – | – |
|
1114
Barclays
BCS
$94.1B
| $1.06M | ﹤0.01% |
134,629
-101,780
| -43% | -$733K |
|
1115
Global X Variable Rate Preferred ETF
PFFV
$304M
| $1.06M | ﹤0.01% |
45,799
-4,633
| -9% | -$105K |
|
|
TE
1116
T1 Energy
TE
$1.63B
| $1.06M | ﹤0.01% |
565,182
+370,760
| +191% | +$1M |
|
1117
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
| $1.06M | ﹤0.01% |
12,009
+7
| +0.1% | +$619 |
|
1118
Regions Financial
RF
$26.8B
| $1.06M | ﹤0.01% |
54,438
+4,322
| +9% | +$71.7K |
|
1119
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.05B
| $1.05M | ﹤0.01% |
58,270
-19,447
| -25% | -$341K |
|
1120
iShares US Energy ETF
IYE
$1.71B
| $1.05M | ﹤0.01% |
23,738
+7,715
| +48% | +$347K |
|
1121
Huntington Bancshares
HBAN
$35.5B
| $1.04M | ﹤0.01% |
82,110
-21,256
| -21% | -$233K |
|
1122
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
| $1.04M | ﹤0.01% |
35,971
+4,715
| +15% | +$126K |
|
|
CHY
1123
Calamos Convertible and High Income Fund
CHY
$1.06B
| $1.04M | ﹤0.01% |
90,834
-465
| -0.5% | -$5.26K |
|
1124
MasTec
MTZ
$21.9B
| $1.04M | ﹤0.01% |
13,705
-38,661
| -74% | -$2.42M |
|
1125
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.51B
| $1.04M | ﹤0.01% |
36,370
+6,425
| +21% | +$164K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2023 Portfolio in Review
As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
- Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
- Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
- Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
- Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.