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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAPR icon
1101
FT Vest US Equity Deep Buffer ETF April
DAPR
$313M
$786K ﹤0.01%
27,490
– –
DOCU
1102
DocuSign
DOCU
$11.5B
$786K ﹤0.01%
14,716
-88,933
-86% -$5.58M
A icon
1103
Agilent Technologies
A
$41.2B
$781K ﹤0.01%
6,434
-1,441
-18% -$185K
GSLC icon
1104
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$777K ﹤0.01%
10,945
+939
+9% +$74K
VCLT icon
1105
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
$776K ﹤0.01%
10,599
+7,727
+269% +$627K
TAP icon
1106
Molson Coors Class B
TAP
$8.09B
$770K ﹤0.01%
16,063
+15,636
+3,662% +$848K
MDIV icon
1107
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$768K ﹤0.01%
53,204
-6,480
-11% -$102K
TRNO icon
1108
Terreno Realty
TRNO
$7.49B
$766K ﹤0.01%
14,481
+3
+0% +$180
IGHG icon
1109
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$763K ﹤0.01%
11,194
-302
-3% -$21K
TV icon
1110
Televisa
TV
$1.49B
$759K ﹤0.01%
141,240
+19,788
+16% +$139K
PDX
1111
PIMCO Dynamic Income Strategy Fund
PDX
$965M
$758K ﹤0.01%
56,034
+173
+0.3% +$2.5K
VKI icon
1112
Invesco Advantage Municipal Income Trust II
VKI
$401M
$755K ﹤0.01%
93,077
+12,708
+16% +$116K
NBIX icon
1113
Neurocrine Biosciences
NBIX
$16.6B
$751K ﹤0.01%
7,080
-149
-2% -$15.1K
PINS icon
1114
Pinterest
PINS
$13.4B
$751K ﹤0.01%
32,304
+3,122
+11% +$68.5K
BST icon
1115
BlackRock Science and Technology Trust
BST
$1.69B
$750K ﹤0.01%
25,560
+19,496
+322% +$675K
VMW
1116
DELISTED
VMware, Inc
VMW
$750K ﹤0.01%
7,048
+2,637
+60% +$304K
CBAY
1117
DELISTED
Cymabay Therapeutics
CBAY
$749K ﹤0.01%
214,200
– –
JMBS icon
1118
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.73B
$748K ﹤0.01%
16,637
– –
SYF icon
1119
Synchrony
SYF
$25.6B
$746K ﹤0.01%
26,520
+283
+1% +$9.13K
MYD
1120
DELISTED
BlackRock MuniYield Fund
MYD
$744K ﹤0.01%
75,033
+2,517
+3% +$28.1K
NOK icon
1121
Nokia
NOK
$52.3B
$743K ﹤0.01%
174,231
-2,913
-2% -$14.2K
HES
1122
DELISTED
Hess
HES
$739K ﹤0.01%
6,783
+3,245
+92% +$360K
JPC icon
1123
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$739K ﹤0.01%
106,442
-41,744
-28% -$326K
SAP icon
1124
SAP
SAP
$238B
$738K ﹤0.01%
9,093
-28,939
-76% -$2.56M
IBDR icon
1125
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.4B
$737K ﹤0.01%
31,937
+2,933
+10% +$69.9K
43 44
45
46 47

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.