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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPB icon
1101
Campbell Soup
CPB
$6.87B
$398K ﹤0.01%
7,919
+6,161
+350% +$293K
BTRS
1102
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$397K ﹤0.01%
27,500
+7,500
+38% +$125K
EDD
1103
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$395K ﹤0.01%
65,750
+2,879
+5% +$17.6K
PRF icon
1104
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$394K ﹤0.01%
13,025
+1,190
+10% +$34.2K
SHAK icon
1105
Shake Shack
SHAK
$2.87B
$394K ﹤0.01%
3,500
-250
-7% -$28.6K
SMB icon
1106
VanEck Short Muni ETF
SMB
$314M
$394K ﹤0.01%
21,883
– –
SUSC icon
1107
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$391K ﹤0.01%
14,529
+4,216
+41% +$116K
TFI icon
1108
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$391K ﹤0.01%
7,583
+1,661
+28% +$86.5K
JMIA
1109
Jumia Technologies
JMIA
$767M
$389K ﹤0.01%
10,986
+2,921
+36% +$140K
IBDN
1110
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$388K ﹤0.01%
15,270
+15,115
+9,752% +$385K
LVS icon
1111
Las Vegas Sands
LVS
$29.6B
$383K ﹤0.01%
6,310
-2,928
-32% -$171K
X
1112
DELISTED
US Steel
X
$382K ﹤0.01%
+14,600
New +$288K
CDK
1113
DELISTED
CDK Global, Inc.
CDK
$382K ﹤0.01%
7,089
+137
+2% +$7.11K
SMTC icon
1114
Semtech
SMTC
$13B
$378K ﹤0.01%
5,485
-1,640
-23% -$120K
NWSA icon
1115
News Corp Class A
NWSA
$15.4B
$377K ﹤0.01%
14,850
+13
+0.1% +$291
VIAV icon
1116
Viavi Solutions
VIAV
$9.66B
$377K ﹤0.01%
24,020
+482
+2% +$7.78K
DLTR icon
1117
Dollar Tree
DLTR
$25.2B
$376K ﹤0.01%
3,287
+1,905
+138% +$205K
RCL icon
1118
Royal Caribbean
RCL
$85.6B
$376K ﹤0.01%
4,399
-613
-12% -$48.6K
ADX icon
1119
Adams Diversified Equity Fund
ADX
$3.2B
$375K ﹤0.01%
20,543
-16,482
-45% -$293K
IHE icon
1120
iShares US Pharmaceuticals ETF
IHE
$1.64B
$375K ﹤0.01%
6,348
+39
+0.6% +$2.35K
RVTY icon
1121
Revvity
RVTY
$12.8B
$367K ﹤0.01%
2,863
+2,619
+1,073% +$363K
USIG icon
1122
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$367K ﹤0.01%
6,229
+1,708
+38% +$103K
SHYG icon
1123
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$366K ﹤0.01%
7,991
-3,837
-32% -$175K
BEN icon
1124
Franklin Resources
BEN
$17.2B
$365K ﹤0.01%
12,359
+1,651
+15% +$45.1K
SBAC icon
1125
SBA Communications
SBAC
$19.5B
$365K ﹤0.01%
1,319
+410
+45% +$109K
43 44
45
46 47

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.