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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECOR icon
1101
electroCore
ECOR
$56.2M
$31K ﹤0.01%
948
– –
FNDF icon
1102
Schwab Fundamental International Large Company Index ETF
FNDF
$25.2B
$31K ﹤0.01%
1,136
– –
IYY icon
1103
iShares Dow Jones US ETF
IYY
$3.05B
$31K ﹤0.01%
+426
New +$31.3K
LYB icon
1104
LyondellBasell Industries
LYB
$19.1B
$31K ﹤0.01%
344
-498
-59% -$40.6K
MYGN icon
1105
Myriad Genetics
MYGN
$301M
$31K ﹤0.01%
+1,100
New +$32.1K
SNN icon
1106
Smith & Nephew
SNN
$12.7B
$31K ﹤0.01%
645
+446
+224% +$20.5K
QVCGA
1107
DELISTED
QVC Group Inc Series A
QVCGA
$31K ﹤0.01%
62
+26
+72% +$15.3K
ADPT icon
1108
Adaptive Biotechnologies
ADPT
$3.91B
$30K ﹤0.01%
+975
New +$39.8K
EUFN icon
1109
iShares MSCI Europe Financials ETF
EUFN
$4.27B
$30K ﹤0.01%
+1,682
New +$29.2K
ICSH icon
1110
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
$30K ﹤0.01%
598
– –
P
1111
Everpure Inc
P
$27.8B
$30K ﹤0.01%
+1,797
New +$28.2K
WEX icon
1112
WEX
WEX
$6.42B
$30K ﹤0.01%
149
+110
+282% +$22.8K
LSXMA
1113
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$30K ﹤0.01%
992
+611
+160% +$17.9K
CALM icon
1114
Cal-Maine
CALM
$4.02B
$29K ﹤0.01%
+722
New +$30K
ERIC icon
1115
Ericsson
ERIC
$33B
$29K ﹤0.01%
3,640
+3,562
+4,567% +$30.4K
FLR icon
1116
Fluor
FLR
$7.2B
$29K ﹤0.01%
1,536
-90
-6% -$2.15K
ICLR icon
1117
Icon
ICLR
$12.6B
$29K ﹤0.01%
195
+152
+353% +$23.3K
BERY
1118
DELISTED
Berry Global Group, Inc.
BERY
$29K ﹤0.01%
792
– –
FMBI
1119
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$29K ﹤0.01%
1,504
-29
-2% -$577
TGP
1120
DELISTED
Teekay LNG Partners L.P.
TGP
$29K ﹤0.01%
2,097
-23
-1% -$343
CADE
1121
DELISTED
Cadence Bancorporation
CADE
$29K ﹤0.01%
1,680
– –
DCH
1122
Dauch Corp
DCH
$1.42B
$28K ﹤0.01%
3,376
+2,251
+200% +$20.5K
BAH icon
1123
Booz Allen Hamilton
BAH
$8.65B
$28K ﹤0.01%
+388
New +$27.5K
GEN icon
1124
Gen Digital
GEN
$16.7B
$28K ﹤0.01%
+1,200
New +$28K
ISD
1125
PGIM High Yield Bond Fund
ISD
$420M
$28K ﹤0.01%
1,863
-3,627
-66% -$53K
43 44
45
46 47

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.