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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYF icon
1076
Synchrony
SYF
$25.6B
$1.6M ﹤0.01%
32,023
-2,322
-7% -$112K
HLI icon
1077
Houlihan Lokey
HLI
$9.02B
$1.59M ﹤0.01%
10,053
-2,386
-19% -$356K
EWY icon
1078
iShares MSCI South Korea ETF
EWY
$24.1B
$1.58M ﹤0.01%
24,772
-4,535
-15% -$294K
SGOL icon
1079
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$1.58M ﹤0.01%
63,012
-852
-1% -$20.2K
BIPC icon
1080
Brookfield Infrastructure
BIPC
$4.85B
$1.58M ﹤0.01%
36,347
+364
+1% +$14.2K
VTIP icon
1081
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.58M ﹤0.01%
31,964
-3,371
-10% -$164K
PCAR icon
1082
PACCAR
PCAR
$70.1B
$1.57M ﹤0.01%
15,813
-21,818
-58% -$2.13M
IOO icon
1083
iShares Global 100 ETF
IOO
$9.25B
$1.57M ﹤0.01%
15,805
-2,966
-16% -$286K
NTLA icon
1084
Intellia Therapeutics
NTLA
$1.67B
$1.56M ﹤0.01%
76,038
-24,876
-25% -$574K
LIT icon
1085
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$1.56M ﹤0.01%
35,709
-118
-0.3% -$4.5K
DBA icon
1086
Invesco DB Agriculture Fund
DBA
$1.23B
$1.55M ﹤0.01%
59,443
-310,620
-84% -$7.61M
SWK icon
1087
Stanley Black & Decker
SWK
$15.7B
$1.54M ﹤0.01%
13,974
-1,423
-9% -$137K
CRH icon
1088
CRH
CRH
$66.8B
$1.54M ﹤0.01%
16,578
-1,592
-9% -$134K
CDC icon
1089
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$1.53M ﹤0.01%
23,613
+229
+1% +$14.2K
AVSC icon
1090
Avantis US Small Cap Equity ETF
AVSC
$3.12B
$1.53M ﹤0.01%
28,390
+9,070
+47% +$479K
DG icon
1091
Dollar General
DG
$27.9B
$1.53M ﹤0.01%
17,889
-6,973
-28% -$764K
DVYE icon
1092
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$1.53M ﹤0.01%
53,348
-2,647
-5% -$72.2K
K
1093
DELISTED
Kellanova
K
$1.53M ﹤0.01%
18,915
-5,235
-22% -$373K
IBDQ
1094
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$1.52M ﹤0.01%
60,635
-37,063
-38% -$925K
PMO
1095
Franklin Municipal Opportunities Trust
PMO
$285M
$1.52M ﹤0.01%
139,457
+5,697
+4% +$59.7K
FDMO icon
1096
Fidelity Momentum Factor ETF
FDMO
$958M
$1.52M ﹤0.01%
22,972
+1,198
+6% +$76.2K
IBDP
1097
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$1.51M ﹤0.01%
59,922
-27,464
-31% -$690K
KRBN icon
1098
KraneShares Global Carbon Strategy ETF
KRBN
$143M
$1.51M ﹤0.01%
47,672
– –
TAFI icon
1099
AB Tax-Aware Short Duration Municipal ETF
TAFI
$1.38B
$1.51M ﹤0.01%
59,599
+17,952
+43% +$452K
FJUN icon
1100
FT Vest US Equity Buffer ETF June
FJUN
$1.39B
$1.5M ﹤0.01%
29,731
+6,873
+30% +$337K
42 43
44
45 46

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.