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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VALE icon
1076
Vale
VALE
$62.6B
$1.01M ﹤0.01%
75,393
+9,814
+15% +$139K
EXP icon
1077
Eagle Materials
EXP
$6.48B
$1.01M ﹤0.01%
5,421
+92
+2% +$14.7K
DTH icon
1078
WisdomTree International High Dividend Fund
DTH
$658M
$1.01M ﹤0.01%
27,228
– –
BBIO icon
1079
BridgeBio Pharma
BBIO
$16.2B
$1.01M ﹤0.01%
58,470
+9,268
+19% +$139K
CHX
1080
DELISTED
ChampionX
CHX
$1M ﹤0.01%
32,364
+14,328
+79% +$395K
RWL icon
1081
Invesco S&P 500 Revenue ETF
RWL
$9.83B
$1M ﹤0.01%
12,557
-2,673
-18% -$205K
HYMB icon
1082
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.18B
$1M ﹤0.01%
39,985
-3,379
-8% -$84.1K
PDX
1083
PIMCO Dynamic Income Strategy Fund
PDX
$966M
$1M ﹤0.01%
63,454
-4,000
-6% -$59.4K
QQEW icon
1084
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.79B
$999K ﹤0.01%
9,348
-353
-4% -$35.6K
MVF
1085
DELISTED
BlackRock MuniVest Fund
MVF
$996K ﹤0.01%
147,958
+2,995
+2% +$20.2K
TCPC icon
1086
BlackRock TCP Capital
TCPC
$327M
$996K ﹤0.01%
91,266
-178
-0.2% -$1.87K
RQI icon
1087
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$995K ﹤0.01%
85,794
-22,166
-21% -$252K
BDJ icon
1088
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$994K ﹤0.01%
119,186
-4,569
-4% -$38K
FUTY icon
1089
Fidelity MSCI Utilities Index ETF
FUTY
$2.28B
$993K ﹤0.01%
23,494
-1,414
-6% -$61.5K
DXJ icon
1090
WisdomTree Japan Hedged Equity Fund
DXJ
$7.35B
$993K ﹤0.01%
11,930
+7,465
+167% +$568K
CCK icon
1091
Crown Holdings
CCK
$13.2B
$993K ﹤0.01%
11,428
-1,129
-9% -$92.9K
IBDP
1092
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$991K ﹤0.01%
40,248
-1,654
-4% -$40.7K
DSL
1093
DoubleLine Income Solutions Fund
DSL
$1.23B
$987K ﹤0.01%
82,900
-3,000
-3% -$35K
TTWO icon
1094
Take-Two Interactive
TTWO
$43.5B
$984K ﹤0.01%
6,688
-11
-0.2% -$1.44K
PTLC icon
1095
Pacer Trendpilot US Large Cap ETF
PTLC
$3.35B
$984K ﹤0.01%
23,823
-164
-0.7% -$6.4K
ILCV icon
1096
iShares Morningstar Value ETF
ILCV
$1.35B
$981K ﹤0.01%
+14,747
New +$950K
FBT icon
1097
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.74B
$981K ﹤0.01%
6,404
+1,013
+19% +$158K
NLY icon
1098
Annaly Capital Management
NLY
$17.1B
$974K ﹤0.01%
48,685
+9,213
+23% +$179K
JMST icon
1099
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$974K ﹤0.01%
19,225
-3,665
-16% -$186K
HBAN icon
1100
Huntington Bancshares
HBAN
$35.1B
$964K ﹤0.01%
89,462
-97,207
-52% -$1.04M
42 43
44
45 46

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.