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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PICK icon
1076
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.36B
$816K ﹤0.01%
20,018
-11,140
-36% -$501K
SOXX icon
1077
iShares Semiconductor ETF
SOXX
$48.7B
$814K ﹤0.01%
5,478
+294
+6% +$44.7K
HAS icon
1078
Hasbro
HAS
$13.2B
$809K ﹤0.01%
9,082
+2,807
+45% +$273K
ACC
1079
DELISTED
American Campus Communities, Inc.
ACC
$807K ﹤0.01%
16,687
-73,317
-81% -$3.64M
FXH icon
1080
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$804K ﹤0.01%
6,761
+341
+5% +$41.7K
CSL icon
1081
Carlisle Companies
CSL
$15.4B
$802K ﹤0.01%
4,035
-33
-0.8% -$6.66K
STT icon
1082
State Street
STT
$50.7B
$802K ﹤0.01%
9,490
-888
-9% -$77.2K
PZZA icon
1083
Papa John's
PZZA
$806M
$800K ﹤0.01%
6,306
+6,081
+2,703% +$736K
MFIC icon
1084
MidCap Financial Investment
MFIC
$804M
$795K ﹤0.01%
61,342
+46,692
+319% +$636K
TAN icon
1085
Invesco Solar ETF
TAN
$1.49B
$795K ﹤0.01%
9,951
-5,950
-37% -$501K
CHW
1086
Calamos Global Dynamic Income Fund
CHW
$545M
$793K ﹤0.01%
82,904
-1,896
-2% -$20.2K
THW
1087
abrdn World Healthcare Fund
THW
$551M
$789K ﹤0.01%
48,000
– –
AGCO icon
1088
AGCO
AGCO
$7.2B
$788K ﹤0.01%
6,443
+5,459
+555% +$714K
EOS
1089
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$785K ﹤0.01%
33,848
+11,189
+49% +$268K
MAPS
1090
DELISTED
WM TECHNOLOGY INC A
MAPS
$783K ﹤0.01%
54,000
+21,000
+64% +$304K
DPZ icon
1091
Domino's
DPZ
$11.6B
$781K ﹤0.01%
1,639
+1,505
+1,123% +$762K
INDA icon
1092
iShares MSCI India ETF
INDA
$6.63B
$781K ﹤0.01%
16,043
– –
SRPT icon
1093
Sarepta Therapeutics
SRPT
$1.77B
$780K ﹤0.01%
8,441
+6,721
+391% +$518K
SEE
1094
DELISTED
Sealed Air
SEE
$776K ﹤0.01%
14,173
+1,571
+12% +$91.3K
BGY icon
1095
BlackRock Enhanced International Dividend Trust
BGY
$529M
$775K ﹤0.01%
126,089
+8,057
+7% +$51.3K
SAM icon
1096
Boston Beer
SAM
$1.92B
$766K ﹤0.01%
1,504
+1,060
+239% +$721K
NULV icon
1097
Nuveen ESG Large-Cap Value ETF
NULV
$2.28B
$765K ﹤0.01%
20,421
-1,896
-8% -$72.6K
IGBH icon
1098
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$221M
$761K ﹤0.01%
30,295
+13,732
+83% +$346K
ULST icon
1099
State Street Ultra Short Term Bond ETF
ULST
$526M
$757K ﹤0.01%
18,719
+519
+3% +$21K
XNCR icon
1100
Xencor
XNCR
$1.55B
$754K ﹤0.01%
+23,100
New +$759K
42 43
44
45 46

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.