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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVOL icon
1076
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$294K ﹤0.01%
10,527
+1,527
+17% +$42.1K
SU icon
1077
Suncor Energy
SU
$70.3B
$293K ﹤0.01%
17,508
-15,916
-48% -$234K
SUSC icon
1078
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$292K ﹤0.01%
10,313
– –
BBN icon
1079
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$290K ﹤0.01%
10,767
+138
+1% +$3.6K
NULV icon
1080
Nuveen ESG Large-Cap Value ETF
NULV
$2.27B
$289K ﹤0.01%
8,776
+4,943
+129% +$155K
MIDD icon
1081
Middleby
MIDD
$6.08B
$284K ﹤0.01%
2,209
-192
-8% -$23.2K
VLO icon
1082
Valero Energy
VLO
$85.9B
$284K ﹤0.01%
5,022
-2,922
-37% -$143K
USNA icon
1083
Usana Health Sciences
USNA
$286M
$282K ﹤0.01%
3,660
– –
OIA icon
1084
Invesco Municipal Income Opportunities Trust
OIA
$292M
$280K ﹤0.01%
35,597
+26,000
+271% +$194K
USIG icon
1085
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$280K ﹤0.01%
4,521
+1,158
+34% +$70.9K
FNV icon
1086
Franco-Nevada
FNV
$46B
$279K ﹤0.01%
2,228
-4,169
-65% -$563K
SRPT icon
1087
Sarepta Therapeutics
SRPT
$1.77B
$278K ﹤0.01%
1,635
-8,036
-83% -$1.19M
MNR
1088
DELISTED
Monmouth Real Estate Investment Corp
MNR
$278K ﹤0.01%
16,101
– –
CTG
1089
DELISTED
Computer Task Group, Inc.
CTG
$277K ﹤0.01%
45,285
+10,000
+28% +$60.2K
CCRN
1090
DELISTED
Cross Country Healthcare
CCRN
$276K ﹤0.01%
+31,200
New +$254K
CWEN icon
1091
Clearway Energy Class C
CWEN
$6.7B
$273K ﹤0.01%
8,555
+2,164
+34% +$65K
NRK icon
1092
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$272K ﹤0.01%
20,168
+488
+2% +$6.4K
UGI icon
1093
UGI
UGI
$7.33B
$271K ﹤0.01%
7,759
+7,291
+1,558% +$255K
CLIX icon
1094
ProShares Long Online/Short Stores ETF
CLIX
$6.36M
$270K ﹤0.01%
2,924
+644
+28% +$57.1K
IIM icon
1095
Invesco Value Municipal Income Trust
IIM
$598M
$268K ﹤0.01%
17,168
+2,360
+16% +$35.7K
BEN icon
1096
Franklin Resources
BEN
$17.2B
$267K ﹤0.01%
10,708
-1,526
-12% -$34.1K
NWSA icon
1097
News Corp Class A
NWSA
$15.4B
$266K ﹤0.01%
14,837
– –
WPC icon
1098
W.P. Carey
WPC
$16.4B
$266K ﹤0.01%
3,857
+103
+3% +$6.88K
AYX
1099
DELISTED
Alteryx Inc
AYX
$266K ﹤0.01%
2,188
+908
+71% +$114K
SIRE
1100
DELISTED
Sisecam Resources LP
SIRE
$266K ﹤0.01%
21,177
+11,442
+118% +$138K
42 43
44
45 46

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.