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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTRS
1051
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$322K ﹤0.01%
+20,000
New +$255K
WES icon
1052
Western Midstream Partners
WES
$19.3B
$320K ﹤0.01%
23,168
-2,763
-11% -$31.7K
XOP icon
1053
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.43B
$320K ﹤0.01%
5,473
-3,282
-37% -$166K
WPRT
1054
Westport Fuel Systems
WPRT
$35.7M
$319K ﹤0.01%
+6,000
New +$189K
WYNN icon
1055
Wynn Resorts
WYNN
$10.6B
$319K ﹤0.01%
2,833
+894
+46% +$82.5K
VAR
1056
DELISTED
Varian Medical Systems, Inc.
VAR
$318K ﹤0.01%
1,818
+37
+2% +$6.42K
SHAK icon
1057
Shake Shack
SHAK
$2.87B
$317K ﹤0.01%
3,750
-250
-6% -$19.4K
PHO icon
1058
Invesco Water Resources ETF
PHO
$2.09B
$316K ﹤0.01%
6,841
+641
+10% +$28K
PRF icon
1059
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$315K ﹤0.01%
11,835
+1,335
+13% +$33.2K
B
1060
Barrick Mining
B
$73.2B
$312K ﹤0.01%
13,726
+5,766
+72% +$146K
RPAY icon
1061
Repay Holdings
RPAY
$327M
$312K ﹤0.01%
11,467
– –
ETV
1062
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$311K ﹤0.01%
20,294
+1,166
+6% +$16.9K
TFI icon
1063
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$310K ﹤0.01%
5,922
+235
+4% +$12.2K
MCO icon
1064
Moody's
MCO
$82.7B
$309K ﹤0.01%
1,067
+660
+162% +$185K
QYLD icon
1065
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$307K ﹤0.01%
13,500
+2,500
+23% +$55.3K
DPZ icon
1066
Domino's
DPZ
$11.6B
$306K ﹤0.01%
800
-438
-35% -$172K
GDS icon
1067
GDS Holdings
GDS
$6.41B
$305K ﹤0.01%
3,266
+2,407
+280% +$214K
CHEF icon
1068
Chefs' Warehouse
CHEF
$4.5B
$304K ﹤0.01%
11,838
+1,388
+13% +$27.3K
HPQ icon
1069
HP
HPQ
$27.5B
$303K ﹤0.01%
12,375
-4,473
-27% -$93.9K
NS
1070
DELISTED
NuStar Energy L.P.
NS
$300K ﹤0.01%
20,900
– –
CINF icon
1071
Cincinnati Financial
CINF
$27.1B
$299K ﹤0.01%
3,427
-79
-2% -$6.3K
RITM icon
1072
Rithm Capital
RITM
$5.69B
$299K ﹤0.01%
30,155
+9,364
+45% +$82.8K
ETG
1073
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$298K ﹤0.01%
16,352
+14
+0.1% +$229
STM icon
1074
STMicroelectronics
STM
$50B
$298K ﹤0.01%
8,066
-119
-1% -$4.22K
LSXMK
1075
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$295K ﹤0.01%
8,761
+1,494
+21% +$45.6K
41 42
43
44 45

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.