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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLIX icon
1051
ProShares Long Online/Short Stores ETF
CLIX
$6.36M
$192K ﹤0.01%
+2,280
New +$193K
RHI icon
1052
Robert Half
RHI
$4.37B
$191K ﹤0.01%
3,613
+2,512
+228% +$134K
MCY icon
1053
Mercury Insurance
MCY
$6.07B
$190K ﹤0.01%
4,602
+2,268
+97% +$97.4K
RPRX icon
1054
Royalty Pharma
RPRX
$25.3B
$190K ﹤0.01%
4,524
+2,524
+126% +$108K
USAC icon
1055
USA Compression Partners
USAC
$3.74B
$189K ﹤0.01%
18,931
+582
+3% +$6.56K
EXAS
1056
DELISTED
Exact Sciences
EXAS
$188K ﹤0.01%
1,850
-2,816
-60% -$243K
ICF icon
1057
iShares Select U.S. REIT ETF
ICF
$2.11B
$188K ﹤0.01%
3,688
-3,918
-52% -$203K
LSXMK
1058
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$186K ﹤0.01%
7,267
-554
-7% -$15K
JTA
1059
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$186K ﹤0.01%
23,273
-4,727
-17% -$39.3K
FLG
1060
Flagstar Bank National Association
FLG
$5.82B
$184K ﹤0.01%
7,423
+6,800
+1,091% +$194K
EWS icon
1061
iShares MSCI Singapore ETF
EWS
$1.15B
$183K ﹤0.01%
9,820
– –
NLY icon
1062
Annaly Capital Management
NLY
$17.4B
$183K ﹤0.01%
6,441
-284
-4% -$8.22K
AXS icon
1063
AXIS Capital
AXS
$7.55B
$182K ﹤0.01%
4,150
– –
W icon
1064
Wayfair
W
$14.6B
$182K ﹤0.01%
626
– –
BGT icon
1065
BlackRock Floating Rate Income Trust
BGT
$325M
$181K ﹤0.01%
16,200
– –
IEV icon
1066
iShares Europe ETF
IEV
$1.7B
$181K ﹤0.01%
4,330
-2,730
-39% -$117K
JBHT icon
1067
JB Hunt Transport Services
JBHT
$25.2B
$181K ﹤0.01%
1,434
+284
+25% +$37.8K
WRK
1068
DELISTED
WestRock Company
WRK
$179K ﹤0.01%
5,170
+893
+21% +$27.6K
MGU
1069
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$179K ﹤0.01%
10,247
+3
+0% +$54
FGD icon
1070
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$178K ﹤0.01%
10,000
– –
WSM icon
1071
Williams-Sonoma
WSM
$29.6B
$178K ﹤0.01%
3,946
+286
+8% +$12.7K
MNDT
1072
DELISTED
Mandiant, Inc. Common Stock
MNDT
$178K ﹤0.01%
14,452
+31
+0.2% +$424
VTA
1073
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$178K ﹤0.01%
19,435
+382
+2% +$3.47K
ARKW icon
1074
ARK Web x.0 ETF
ARKW
$1.75B
$177K ﹤0.01%
1,632
+615
+60% +$62.2K
M icon
1075
Macy's
M
$6.68B
$177K ﹤0.01%
31,090
-1,883
-6% -$12.6K
41 42
43
44 45

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.