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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSN icon
1051
Tyson Foods
TSN
$20.4B
$89K ﹤0.01%
1,545
+1,424
+1,177% +$106K
WWE
1052
DELISTED
World Wrestling Entertainment
WWE
$89K ﹤0.01%
2,634
-1,798
-41% -$87.1K
TGP
1053
DELISTED
Teekay LNG Partners L.P.
TGP
$89K ﹤0.01%
9,102
+7,000
+333% +$86.5K
FND icon
1054
Floor & Decor
FND
$6.68B
$88K ﹤0.01%
2,750
+2,748
+137,400% +$128K
RGLD icon
1055
Royal Gold
RGLD
$19.5B
$88K ﹤0.01%
+1,000
New +$103K
EHT
1056
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$88K ﹤0.01%
10,000
– –
FOLD
1057
DELISTED
Amicus Therapeutics
FOLD
$87K ﹤0.01%
9,414
-3,086
-25% -$29.3K
HYS icon
1058
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$87K ﹤0.01%
+1,020
New +$97.5K
IDU icon
1059
iShares US Utilities ETF
IDU
$1.36B
$87K ﹤0.01%
1,256
-740
-37% -$59K
IXC icon
1060
iShares Global Energy ETF
IXC
$2.62B
$87K ﹤0.01%
5,131
+1,950
+61% +$48.7K
BXMX
1061
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$86K ﹤0.01%
+8,524
New +$106K
HYLS icon
1062
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$86K ﹤0.01%
2,050
– –
NLY icon
1063
Annaly Capital Management
NLY
$17.4B
$86K ﹤0.01%
4,243
+2,722
+179% +$95.7K
RWM icon
1064
ProShares Short Russell2000
RWM
$100M
$86K ﹤0.01%
1,775
– –
WBD icon
1065
Warner Bros
WBD
$67.1B
$86K ﹤0.01%
4,447
-1,119
-20% -$30.7K
PHT
1066
DELISTED
Pioneer High Income Fund
PHT
$85K ﹤0.01%
+13,288
New +$117K
QLC icon
1067
FlexShares US Quality Large Cap Index Fund
QLC
$1.05B
$85K ﹤0.01%
2,963
– –
TTD icon
1068
Trade Desk
TTD
$6.49B
$85K ﹤0.01%
4,420
+3,510
+386% +$90.8K
XYLD icon
1069
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$84K ﹤0.01%
2,195
– –
ATO icon
1070
Atmos Energy
ATO
$28.8B
$83K ﹤0.01%
838
+378
+82% +$41.6K
BST icon
1071
BlackRock Science and Technology Trust
BST
$1.69B
$83K ﹤0.01%
2,920
+2,515
+621% +$80.9K
BSX icon
1072
Boston Scientific
BSX
$71.5B
$83K ﹤0.01%
2,533
+1,180
+87% +$46.1K
EWD icon
1073
iShares MSCI Sweden ETF
EWD
$595M
$83K ﹤0.01%
3,233
-3,143
-49% -$95.7K
HACK icon
1074
Amplify Cybersecurity ETF
HACK
$2.91B
$83K ﹤0.01%
2,331
+815
+54% +$32.9K
VALE icon
1075
Vale
VALE
$62.6B
$83K ﹤0.01%
10,000
-33,233
-77% -$362K
41 42
43
44 45

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.