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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEN icon
1051
Franklin Resources
BEN
$17.7B
$73K ﹤0.01%
2,815
+2
+0.1% +$54
MXL icon
1052
MaxLinear
MXL
$6.12B
$73K ﹤0.01%
3,426
-460
-12% -$9.54K
RIO icon
1053
Rio Tinto
RIO
$165B
$73K ﹤0.01%
1,237
+134
+12% +$7.27K
UTHR icon
1054
United Therapeutics
UTHR
$22B
$73K ﹤0.01%
825
– –
EVT icon
1055
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.14B
$72K ﹤0.01%
2,816
– –
LGF.B
1056
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$72K ﹤0.01%
7,271
+6,327
+670% +$54.6K
BMY.RT
1057
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$72K ﹤0.01%
+23,943
New +$62.3K
CF icon
1058
CF Industries
CF
$17.9B
$71K ﹤0.01%
1,479
+12
+0.8% +$562
GPK icon
1059
Graphic Packaging
GPK
$3.52B
$71K ﹤0.01%
4,277
+75
+2% +$1.19K
VONE icon
1060
Vanguard Russell 1000 ETF
VONE
$8.53B
$71K ﹤0.01%
482
+100
+26% +$14.1K
ZYME icon
1061
Zymeworks
ZYME
$1.73B
$71K ﹤0.01%
1,563
-1,937
-55% -$70.4K
NOK icon
1062
Nokia
NOK
$53.5B
$70K ﹤0.01%
18,810
-16,571
-47% -$65.2K
SPOT icon
1063
Spotify
SPOT
$99.2B
$70K ﹤0.01%
466
+17
+4% +$2.33K
VNQI icon
1064
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$70K ﹤0.01%
1,188
+1,063
+850% +$63.8K
WBC
1065
DELISTED
WABCO HOLDINGS INC.
WBC
$70K ﹤0.01%
520
-373
-42% -$50.3K
CONE
1066
DELISTED
CyrusOne Inc Common Stock
CONE
$69K ﹤0.01%
1,054
-443
-30% -$30.4K
ATRC icon
1067
AtriCure
ATRC
$2B
$68K ﹤0.01%
2,089
– –
CBRE icon
1068
CBRE Group
CBRE
$43.8B
$68K ﹤0.01%
1,109
-1,079
-49% -$59.8K
DGRO icon
1069
iShares Core Dividend Growth ETF
DGRO
$43.4B
$68K ﹤0.01%
1,609
– –
EXR icon
1070
Extra Space Storage
EXR
$31.7B
$68K ﹤0.01%
645
+370
+135% +$40.3K
IQLT icon
1071
iShares MSCI Intl Quality Factor ETF
IQLT
$14.1B
$68K ﹤0.01%
+2,093
New +$64.7K
SCHA icon
1072
Schwab U.S Small- Cap ETF
SCHA
$23B
$68K ﹤0.01%
3,616
+196
+6% +$3.55K
SPIB icon
1073
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$68K ﹤0.01%
1,922
+17
+0.9% +$599
CLF icon
1074
Cleveland-Cliffs
CLF
$7.22B
$67K ﹤0.01%
8,000
+3,000
+60% +$23K
EVRG icon
1075
Evergy
EVRG
$19.1B
$67K ﹤0.01%
1,023
-1,531
-60% -$97.6K
41 42
43
44 45

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.