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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFEB icon
1026
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$1.2M ﹤0.01%
30,798
-55
-0.2% -$2.2K
HERD icon
1027
Pacer Cash Cows Fund of Funds ETF
HERD
$103M
$1.19M ﹤0.01%
34,490
-2,055
-6% -$72.2K
CCJ icon
1028
Cameco
CCJ
$42.4B
$1.19M ﹤0.01%
30,000
-6,041
-17% -$214K
STKL
1029
DELISTED
SunOpta
STKL
$1.19M ﹤0.01%
352,127
+300,296
+579% +$1.5M
LICY
1030
DELISTED
Li-Cycle Holdings Corp.
LICY
$1.17M ﹤0.01%
41,229
+1,554
+4% +$62.1K
JQC icon
1031
Nuveen Credit Strategies Income Fund
JQC
$711M
$1.17M ﹤0.01%
231,159
-10,560
-4% -$53.6K
FJUN icon
1032
FT Vest US Equity Buffer ETF June
FJUN
$1.39B
$1.17M ﹤0.01%
28,800
-1,841
-6% -$76.6K
TROW icon
1033
T. Rowe Price
TROW
$24.3B
$1.17M ﹤0.01%
11,131
+2,939
+36% +$331K
YUMC icon
1034
Yum China
YUMC
$16.3B
$1.16M ﹤0.01%
20,869
+201
+1% +$11.2K
JMST icon
1035
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$1.16M ﹤0.01%
23,033
+3,808
+20% +$192K
PPBI
1036
DELISTED
Pacific Premier Bancorp
PPBI
$1.16M ﹤0.01%
53,292
-175
-0.3% -$4.03K
PFFV icon
1037
Global X Variable Rate Preferred ETF
PFFV
$304M
$1.16M ﹤0.01%
50,432
-168,362
-77% -$3.82M
DBEF icon
1038
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$1.16M ﹤0.01%
33,098
-2,671
-7% -$93.8K
LYB icon
1039
LyondellBasell Industries
LYB
$19.2B
$1.15M ﹤0.01%
12,168
-192,982
-94% -$18.6M
CHX
1040
DELISTED
ChampionX
CHX
$1.15M ﹤0.01%
32,341
-23
-0.1% -$817
HSBC icon
1041
HSBC
HSBC
$356B
$1.15M ﹤0.01%
29,062
+2,623
+10% +$103K
ESGE icon
1042
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$1.14M ﹤0.01%
37,770
-752
-2% -$23.8K
UDR icon
1043
UDR
UDR
$12.3B
$1.13M ﹤0.01%
31,758
+25,281
+390% +$1.01M
PCAR icon
1044
PACCAR
PCAR
$70.1B
$1.12M ﹤0.01%
13,158
+683
+5% +$58.1K
HYS icon
1045
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$1.12M ﹤0.01%
12,365
+1,072
+9% +$97.4K
BBIO icon
1046
BridgeBio Pharma
BBIO
$16.5B
$1.11M ﹤0.01%
42,192
-16,278
-28% -$462K
BNY
1047
Bank of New York Mellon
BNY
$107B
$1.11M ﹤0.01%
26,074
-9,391
-26% -$418K
SGOL icon
1048
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$1.11M ﹤0.01%
62,692
-636
-1% -$11.7K
VKI icon
1049
Invesco Advantage Municipal Income Trust II
VKI
$401M
$1.11M ﹤0.01%
149,240
+39
+0% +$319
ARE icon
1050
Alexandria Real Estate Equities
ARE
$8.56B
$1.1M ﹤0.01%
11,008
+1,186
+12% +$138K
40 41
42
43 44

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NAMI
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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.