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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDT icon
1026
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$1.12M ﹤0.01%
22,094
+9,073
+70% +$458K
DBC icon
1027
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$1.12M ﹤0.01%
47,084
-7,308
-13% -$175K
BILS icon
1028
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.89B
$1.11M ﹤0.01%
11,175
+930
+9% +$92.4K
UAL icon
1029
United Airlines
UAL
$42.1B
$1.11M ﹤0.01%
25,206
-443,855
-95% -$21.3M
EQT icon
1030
EQT Corp
EQT
$32.3B
$1.11M ﹤0.01%
34,818
-7,506
-18% -$241K
VNLA icon
1031
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$1.1M ﹤0.01%
23,043
-14,325
-38% -$683K
WST icon
1032
West Pharmaceutical
WST
$24.9B
$1.1M ﹤0.01%
3,171
-255
-7% -$74.5K
TAP icon
1033
Molson Coors Class B
TAP
$8.09B
$1.09M ﹤0.01%
21,227
+324
+2% +$16.8K
VONE icon
1034
Vanguard Russell 1000 ETF
VONE
$8.58B
$1.09M ﹤0.01%
5,873
-664
-10% -$121K
FAX
1035
abrdn Asia-Pacific Income Fund
FAX
$600M
$1.09M ﹤0.01%
68,459
-10,535
-13% -$175K
FUTY icon
1036
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$1.09M ﹤0.01%
24,908
+18,885
+314% +$830K
DASH icon
1037
DoorDash
DASH
$93.7B
$1.09M ﹤0.01%
17,167
-12,674
-42% -$727K
ESGE icon
1038
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$1.09M ﹤0.01%
34,592
-1,951
-5% -$61.8K
HYMB icon
1039
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$1.08M ﹤0.01%
43,364
+5,172
+14% +$129K
MNST icon
1040
Monster Beverage
MNST
$88.5B
$1.08M ﹤0.01%
20,069
+7,059
+54% +$362K
KRE icon
1041
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$1.07M ﹤0.01%
24,496
-16,480
-40% -$935K
JBHT icon
1042
JB Hunt Transport Services
JBHT
$25.2B
$1.07M ﹤0.01%
6,127
+2,087
+52% +$379K
DEM icon
1043
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$1.07M ﹤0.01%
28,276
+12,139
+75% +$458K
ZBH icon
1044
Zimmer Biomet
ZBH
$18.4B
$1.07M ﹤0.01%
8,299
-702
-8% -$88.1K
EQH icon
1045
Equitable Holdings
EQH
$14.1B
$1.07M ﹤0.01%
42,140
+9,642
+30% +$285K
NVST icon
1046
Envista
NVST
$4.52B
$1.07M ﹤0.01%
26,181
+3,582
+16% +$136K
ACM icon
1047
Aecom
ACM
$9.75B
$1.07M ﹤0.01%
12,674
+8,212
+184% +$708K
BDJ icon
1048
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$1.06M ﹤0.01%
123,755
-5,871
-5% -$52.3K
LDP icon
1049
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$1.06M ﹤0.01%
59,546
-10,557
-15% -$208K
LQDH icon
1050
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$531M
$1.06M ﹤0.01%
11,556
+81
+0.7% +$7.43K
40 41
42
43 44

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CAPTRUST Financial Advisors
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Man Group
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NAMI
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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.