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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBBY
1026
Bed Bath & Beyond
BBBY
$442M
$954K ﹤0.01%
54,230
-1,100
-2% -$23.6K
RPM icon
1027
RPM International
RPM
$15B
$951K ﹤0.01%
9,771
+1,231
+14% +$119K
GLQ
1028
Clough Global Equity Fund
GLQ
$158M
$950K ﹤0.01%
145,982
-32,675
-18% -$229K
ZBRA icon
1029
Zebra Technologies
ZBRA
$17.8B
$950K ﹤0.01%
3,709
-1,082
-23% -$280K
IGV icon
1030
iShares Expanded Tech-Software Sector ETF
IGV
$14.5B
$949K ﹤0.01%
18,565
-11,820
-39% -$613K
HYMB icon
1031
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$935K ﹤0.01%
38,192
-37,228
-49% -$907K
AYI icon
1032
Acuity Brands
AYI
$10.8B
$932K ﹤0.01%
5,632
-4
-0.1% -$710
EQH icon
1033
Equitable Holdings
EQH
$14.1B
$932K ﹤0.01%
32,498
-5
-0% -$148
GWW icon
1034
W.W. Grainger
GWW
$60.2B
$929K ﹤0.01%
1,672
+708
+73% +$400K
IBHC
1035
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
$929K ﹤0.01%
39,589
+4,014
+11% +$94K
SBAC icon
1036
SBA Communications
SBAC
$19.5B
$924K ﹤0.01%
3,302
-566
-15% -$158K
RCKT icon
1037
Rocket Pharmaceuticals
RCKT
$394M
$921K ﹤0.01%
47,114
+5,000
+12% +$92.1K
PDX
1038
PIMCO Dynamic Income Strategy Fund
PDX
$965M
$918K ﹤0.01%
61,454
+5,420
+10% +$82.3K
FSCO
1039
FS Credit Opportunities Corp
FSCO
$1.02B
$907K ﹤0.01%
+192,594
New +$934K
FBT icon
1040
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$906K ﹤0.01%
5,883
-80
-1% -$11.8K
IYZ icon
1041
iShares US Telecommunications ETF
IYZ
$1.26B
$906K ﹤0.01%
40,430
-7,730
-16% -$173K
MSOS icon
1042
AdvisorShares Pure US Cannabis ETF
MSOS
$880M
$905K ﹤0.01%
129,546
-25,389
-16% -$261K
IGR
1043
CBRE Global Real Estate Income Fund
IGR
$713M
$902K ﹤0.01%
157,490
-2,052
-1% -$12.1K
STEM icon
1044
Stem
STEM
$52.7M
$902K ﹤0.01%
5,045
+1,070
+27% +$257K
STIP icon
1045
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$902K ﹤0.01%
9,312
-1,920
-17% -$187K
ALK icon
1046
Alaska Air
ALK
$5.58B
$895K ﹤0.01%
20,845
-1,551
-7% -$68.3K
SIL icon
1047
Global X Silver Miners ETF NEW
SIL
$4.75B
$894K ﹤0.01%
31,748
-6,936
-18% -$186K
ALLY icon
1048
Ally Financial
ALLY
$13.3B
$893K ﹤0.01%
36,534
-2,045
-5% -$54.4K
NZF icon
1049
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$891K ﹤0.01%
73,780
-1,290
-2% -$14.9K
KR icon
1050
Kroger
KR
$34.8B
$888K ﹤0.01%
19,962
-29,081
-59% -$1.34M
40 41
42
43 44

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.