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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIOD icon
1026
Diodes
DIOD
$3.93B
$79K ﹤0.01%
1,405
+275
+24% +$12.7K
BIO icon
1027
Bio-Rad Laboratories Class A
BIO
$9.31B
$78K ﹤0.01%
211
+5
+2% +$1.76K
JACK icon
1028
Jack in the Box
JACK
$351M
$78K ﹤0.01%
+1,000
New +$82.8K
TEAM icon
1029
Atlassian
TEAM
$28.8B
$78K ﹤0.01%
650
+83
+15% +$10.1K
BPMP
1030
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$78K ﹤0.01%
5,000
-209
-4% -$3.1K
CMG icon
1031
Chipotle Mexican Grill
CMG
$43.7B
$77K ﹤0.01%
4,600
-1,700
-27% -$27.3K
PID icon
1032
Invesco International Dividend Achievers ETF
PID
$917M
$77K ﹤0.01%
4,541
+4,481
+7,468% +$73.3K
SXI icon
1033
Standex International
SXI
$3.95B
$77K ﹤0.01%
971
– –
CGNX icon
1034
Cognex
CGNX
$11.8B
$76K ﹤0.01%
1,359
+72
+6% +$3.72K
CPB icon
1035
Campbell Soup
CPB
$6.87B
$76K ﹤0.01%
1,536
– –
MLPA icon
1036
Global X MLP ETF
MLPA
$2.26B
$76K ﹤0.01%
1,603
-18
-1% -$839
RF icon
1037
Regions Financial
RF
$27.2B
$76K ﹤0.01%
4,408
+155
+4% +$2.55K
UAA icon
1038
Under Armour
UAA
$2.88B
$76K ﹤0.01%
3,500
+50
+1% +$971
WTM icon
1039
White Mountains Insurance
WTM
$5.23B
$76K ﹤0.01%
68
+42
+162% +$45.8K
XLG icon
1040
Invesco S&P 500 Top 50 ETF
XLG
$11B
$76K ﹤0.01%
+3,250
New +$72.2K
AKR icon
1041
Acadia Realty Trust
AKR
$2.95B
$75K ﹤0.01%
2,898
-321
-10% -$8.79K
LAND
1042
Gladstone Land Corp
LAND
$354M
$75K ﹤0.01%
5,752
– –
TILT icon
1043
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.25B
$75K ﹤0.01%
+593
New +$72.1K
LVGO
1044
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$75K ﹤0.01%
+3,000
New +$71.7K
AAL icon
1045
American Airlines Group
AAL
$11B
$74K ﹤0.01%
+2,581
New +$73.6K
AAXJ icon
1046
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.78B
$74K ﹤0.01%
+1,000
New +$70K
ETW
1047
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$74K ﹤0.01%
7,115
– –
HSBC icon
1048
HSBC
HSBC
$352B
$74K ﹤0.01%
1,885
+411
+28% +$15.6K
JHMD icon
1049
John Hancock Multifactor Developed International ETF
JHMD
$980M
$74K ﹤0.01%
2,500
-53
-2% -$1.53K
TUR icon
1050
iShares MSCI Turkey ETF
TUR
$213M
$74K ﹤0.01%
2,719
– –
40 41
42
43 44

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.