We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
(+17%)
Cap. Flow
+$2.09B
Cap. Flow
% of AUM
9.01%
Top 10 Holdings %
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$65.9M |
| 2 |
Microsoft
MSFT
|
+$52.5M |
| 3 |
Amazon
AMZN
|
+$51.3M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$51.2M |
| 5 |
OneMain Financial
OMF
|
+$47.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity National Information Services
FIS
|
+$52.5M |
| 2 |
Netflix
NFLX
|
+$51.5M |
| 3 |
Chevron
CVX
|
+$45.3M |
| 4 |
Applied Materials
AMAT
|
+$34.6M |
| 5 |
SCHW
Charles Schwab
SCHW
|
+$29.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.43% |
| 2 | Financials | 13.24% |
| 3 | Healthcare | 9.75% |
| 4 | Consumer Discretionary | 6.57% |
| 5 | Industrials | 6.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HES
1001
DELISTED
Hess
HES
| $1.18M | 0.01% |
8,957
+751
| +9% | +$105K |
|
1002
Nuveen Credit Strategies Income Fund
JQC
$711M
| $1.18M | 0.01% |
231,602
-107,743
| -32% | -$565K |
|
1003
WisdomTree US Value Fund
WTV
$3.36B
| $1.18M | 0.01% |
20,079
-1,720
| -8% | -$103K |
|
1004
RPM International
RPM
$15B
| $1.18M | 0.01% |
13,478
+3,707
| +38% | +$325K |
|
1005
Flex
FLEX
$44.8B
| $1.17M | 0.01% |
67,804
+42,709
| +170% | +$739K |
|
|
LICY
1006
DELISTED
Li-Cycle Holdings Corp.
LICY
| $1.17M | 0.01% |
25,965
+3,661
| +16% | +$161K |
|
1007
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
| $1.17M | 0.01% |
22,496
+21,990
| +4,346% | +$1.15M |
|
1008
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
| $1.17M | 0.01% |
17,827
-5,052
| -22% | -$326K |
|
1009
iShares Expanded Tech-Software Sector ETF
IGV
$14.5B
| $1.17M | 0.01% |
19,140
+575
| +3% | +$32.2K |
|
1010
NXP Semiconductors
NXPI
$60.4B
| $1.17M | 0.01% |
6,263
+790
| +14% | +$141K |
|
1011
Rocket Pharmaceuticals
RCKT
$394M
| $1.17M | 0.01% |
68,114
+21,000
| +45% | +$411K |
|
1012
First Trust Nasdaq Semiconductor ETF
FTXL
$1.45B
| $1.16M | 0.01% |
+17,974
| New | +$1.09M |
|
1013
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
| $1.16M | 0.01% |
22,890
-6,487
| -22% | -$328K |
|
1014
BlackRock MuniAssets Fund
MUA
$522M
| $1.16M | 0.01% |
110,264
+5,006
| +5% | +$54.2K |
|
1015
Invesco S&P 500 Revenue ETF
RWL
$9.86B
| $1.16M | 0.01% |
15,230
-9,212
| -38% | -$701K |
|
1016
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
| $1.16M | 0.01% |
30,946
+6,196
| +25% | +$226K |
|
1017
iShares MSCI Mexico ETF
EWW
$1.99B
| $1.15M | ﹤0.01% |
19,337
+3,765
| +24% | +$214K |
|
|
WRK
1018
DELISTED
WestRock Company
WRK
| $1.14M | ﹤0.01% |
37,504
+691
| +2% | +$22.8K |
|
1019
Roblox
RBLX
$27B
| $1.14M | ﹤0.01% |
25,287
+1,937
| +8% | +$74K |
|
1020
abrdn Physical Gold Shares ETF
SGOL
$7.41B
| $1.13M | ﹤0.01% |
59,898
+41,152
| +220% | +$746K |
|
1021
Vertiv
VRT
$105B
| $1.13M | ﹤0.01% |
78,978
-2,530
| -3% | -$37.1K |
|
1022
W.P. Carey
WPC
$16.4B
| $1.13M | ﹤0.01% |
14,905
+649
| +5% | +$51.7K |
|
1023
iShares Global Consumer Staples ETF
KXI
$1.07B
| $1.13M | ﹤0.01% |
18,196
+16,330
| +875% | +$978K |
|
1024
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
| $1.12M | ﹤0.01% |
24,010
-1,414
| -6% | -$65.5K |
|
1025
Monolithic Power Systems
MPWR
$68.9B
| $1.12M | ﹤0.01% |
2,243
+931
| +71% | +$428K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2023 Portfolio in Review
As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
- Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
- Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
- Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
- Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.
Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.