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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
| $227K | ﹤0.01% |
1,934
| – | – |
|
|
HES
1002
DELISTED
Hess
HES
| $227K | ﹤0.01% |
5,552
+3,852
| +227% | +$183K |
|
1003
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
| $227K | ﹤0.01% |
2,131
-1
| -0% | -$109 |
|
1004
Qualys
QLYS
$6.35B
| $226K | ﹤0.01% |
2,310
+2,199
| +1,981% | +$235K |
|
1005
Nokia
NOK
$52.3B
| $224K | ﹤0.01% |
57,353
-9,747
| -15% | -$43.9K |
|
|
B
1006
Barrick Mining
B
$73.2B
| $223K | ﹤0.01% |
7,960
+5,290
| +198% | +$151K |
|
1007
Royal Gold
RGLD
$19.5B
| $223K | ﹤0.01% |
1,857
+854
| +85% | +$112K |
|
|
MNR
1008
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $223K | ﹤0.01% |
16,101
+1,025
| +7% | +$14.6K |
|
1009
Motorola Solutions
MSI
$77.4B
| $222K | ﹤0.01% |
1,420
-4,966
| -78% | -$725K |
|
1010
Ventas
VTR
$47.9B
| $222K | ﹤0.01% |
5,313
-7,898
| -60% | -$316K |
|
|
CYBR
1011
DELISTED
CyberArk
CYBR
| $221K | ﹤0.01% |
2,138
+6
| +0.3% | +$646 |
|
|
NS
1012
DELISTED
NuStar Energy L.P.
NS
| $221K | ﹤0.01% |
20,900
-3,449
| -14% | -$46.1K |
|
1013
ProShares Russell 2000 Dividend Growers ETF
SMDV
$710M
| $220K | ﹤0.01% |
4,675
+100
| +2% | +$4.89K |
|
1014
American Airlines Group
AAL
$10.6B
| $219K | ﹤0.01% |
17,867
+16,310
| +1,048% | +$204K |
|
1015
BlackRock Core Bond Trust
BHK
$667M
| $219K | ﹤0.01% |
13,986
-224,987
| -94% | -$3.55M |
|
1016
Dollar Tree
DLTR
$25.2B
| $218K | ﹤0.01% |
2,406
+411
| +21% | +$38.7K |
|
1017
Invesco Value Municipal Income Trust
IIM
$598M
| $217K | ﹤0.01% |
14,808
+8,044
| +119% | +$120K |
|
1018
State Street SPDR S&P Insurance ETF
KIE
$688M
| $217K | ﹤0.01% |
7,746
+634
| +9% | +$18.2K |
|
1019
Nucor
NUE
$62.1B
| $217K | ﹤0.01% |
4,854
+3,118
| +180% | +$138K |
|
1020
Expedia Group
EXPE
$37.3B
| $216K | ﹤0.01% |
2,367
-111
| -4% | -$9.98K |
|
|
BBBY
1021
Bed Bath & Beyond
BBBY
$442M
| $214K | ﹤0.01% |
+3,245
| New | +$221K |
|
1022
Middleby
MIDD
$6.08B
| $214K | ﹤0.01% |
2,401
+90
| +4% | +$8.15K |
|
1023
Spotify
SPOT
$100B
| $214K | ﹤0.01% |
886
+97
| +12% | +$25.1K |
|
1024
Telephone and Data Systems
TDS
$3.75B
| $214K | ﹤0.01% |
11,630
+11,122
| +2,189% | +$234K |
|
1025
iShares US Financials ETF
IYF
$4.39B
| $213K | ﹤0.01% |
3,756
-4,114
| -52% | -$236K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.