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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAC icon
1001
KLA
KLAC
$252B
$89K ﹤0.01%
5,010
+1,600
+47% +$26.8K
CFO icon
1002
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$424M
$88K ﹤0.01%
1,682
-159
-9% -$8.04K
TAP icon
1003
Molson Coors Class B
TAP
$7.85B
$88K ﹤0.01%
1,636
-306
-16% -$16.5K
GLIBA
1004
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$88K ﹤0.01%
1,244
+357
+40% +$24.6K
AB icon
1005
AllianceBernstein
AB
$3.47B
$86K ﹤0.01%
2,855
– –
BR icon
1006
Broadridge
BR
$18.9B
$86K ﹤0.01%
699
+44
+7% +$5.38K
O icon
1007
Realty Income
O
$58.5B
$86K ﹤0.01%
1,202
+499
+71% +$37.2K
FVCB icon
1008
FVCBankcorp
FVCB
$342M
$85K ﹤0.01%
+6,103
New +$84.4K
CHK
1009
DELISTED
Chesapeake Energy Corporation
CHK
$84K ﹤0.01%
508
+504
+12,600% +$101K
ARE icon
1010
Alexandria Real Estate Equities
ARE
$8.73B
$83K ﹤0.01%
513
+4
+0.8% +$631
AWF
1011
AllianceBernstein Global High Income Fund
AWF
$876M
$83K ﹤0.01%
6,840
– –
EFAV icon
1012
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$83K ﹤0.01%
1,117
+297
+36% +$22.1K
VYGR icon
1013
Voyager Therapeutics
VYGR
$187M
$83K ﹤0.01%
5,930
-82
-1% -$1.19K
OPP
1014
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$82K ﹤0.01%
+5,060
New +$84.4K
USHY icon
1015
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.6B
$82K ﹤0.01%
2,002
+509
+34% +$20.7K
BPY
1016
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$82K ﹤0.01%
+4,512
New +$85.3K
ZAYO
1017
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$82K ﹤0.01%
2,365
– –
BCE icon
1018
BCE
BCE
$20.6B
$81K ﹤0.01%
1,752
+674
+63% +$32.3K
AVY icon
1019
Avery Dennison
AVY
$13.4B
$80K ﹤0.01%
615
-16
-3% -$2.02K
DLB icon
1020
Dolby
DLB
$5.75B
$80K ﹤0.01%
1,166
+32
+3% +$2.12K
LOGI icon
1021
Logitech
LOGI
$15.1B
$80K ﹤0.01%
1,704
– –
TRU icon
1022
TransUnion
TRU
$15.3B
$80K ﹤0.01%
935
+242
+35% +$20.2K
BERY
1023
DELISTED
Berry Global Group, Inc.
BERY
$80K ﹤0.01%
1,834
+1,042
+132% +$41.3K
PSXP
1024
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$80K ﹤0.01%
1,300
-300
-19% -$16.9K
BFK
1025
DELISTED
BlackRock Municipal Income Trust
BFK
$79K ﹤0.01%
5,570
-11,594
-68% -$163K
39 40
41
42 43

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.