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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWX icon
976
iShares Russell Top 200 Value ETF
IWX
$4.07B
$1.38M 0.01%
21,066
+41
+0.2% +$2.78K
NTAP icon
977
NetApp
NTAP
$37.2B
$1.37M 0.01%
18,116
-8,943
-33% -$691K
MNST icon
978
Monster Beverage
MNST
$88.5B
$1.36M 0.01%
25,693
-406
-2% -$23.1K
PTA icon
979
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.05B
$1.36M 0.01%
77,717
+2,330
+3% +$41.5K
HACK icon
980
Amplify Cybersecurity ETF
HACK
$2.9B
$1.36M 0.01%
26,297
+19,941
+314% +$1.02M
DFAX icon
981
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.4B
$1.35M 0.01%
60,163
+48,787
+429% +$1.14M
RRC icon
982
Range Resources
RRC
$8.95B
$1.35M 0.01%
41,306
+9,204
+29% +$288K
NIO icon
983
NIO
NIO
$11.9B
$1.35M 0.01%
149,223
+284
+0.2% +$3.16K
WRK
984
DELISTED
WestRock Company
WRK
$1.35M 0.01%
37,640
+127
+0.3% +$4.16K
EIM
985
Eaton Vance Municipal Bond Fund
EIM
$499M
$1.35M 0.01%
150,367
+19,897
+15% +$193K
RWX icon
986
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$1.35M 0.01%
56,687
-3,958
-7% -$99.7K
HLN icon
987
Haleon
HLN
$44.2B
$1.35M 0.01%
161,468
-1,214
-0.7% -$10.1K
ODP
988
DELISTED
ODP
ODP
$1.34M 0.01%
29,000
-227
-0.8% -$10.9K
DNP icon
989
DNP Select Income Fund
DNP
$4.09B
$1.34M 0.01%
140,258
+83,331
+146% +$840K
IUSB icon
990
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$1.33M 0.01%
30,495
+2,242
+8% +$100K
AI icon
991
C3.ai
AI
$1.59B
$1.32M 0.01%
51,840
+28,318
+120% +$945K
DUSA icon
992
Davis Select US Equity ETF
DUSA
$1.27B
$1.32M 0.01%
41,813
+5,435
+15% +$178K
EWL icon
993
iShares MSCI Switzerland ETF
EWL
$2.23B
$1.32M 0.01%
30,276
-463
-2% -$21.3K
IMXI icon
994
International Money Express
IMXI
$367M
$1.32M 0.01%
+77,839
New +$1.57M
JHMM icon
995
John Hancock Multifactor Mid Cap ETF
JHMM
$6.12B
$1.31M 0.01%
27,652
-1,275
-4% -$63.3K
ETG
996
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$1.31M 0.01%
84,960
– –
CDC icon
997
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$1.3M 0.01%
23,352
+134
+0.6% +$7.62K
VKQ icon
998
Invesco Municipal Trust
VKQ
$551M
$1.3M 0.01%
155,859
+7,860
+5% +$72.1K
HPQ icon
999
HP
HPQ
$27.5B
$1.3M 0.01%
50,538
-186
-0.4% -$5.71K
BFZ
1000
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$1.29M 0.01%
125,634
+533
+0.4% +$6.02K
38 39
40
41 42

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NAMI
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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.