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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEAR icon
976
iShares Short Maturity Bond ETF
NEAR
$4.85B
$1.08M 0.01%
21,946
+14,769
+206% +$726K
JXN icon
977
Jackson Financial
JXN
$8.8B
$1.08M 0.01%
31,007
-3,306
-10% -$115K
GOF icon
978
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$1.08M 0.01%
70,821
-66,690
-48% -$1.05M
TAP icon
979
Molson Coors Class B
TAP
$8.09B
$1.07M 0.01%
20,903
+4,840
+30% +$248K
IHAK icon
980
iShares Cybersecurity and Tech ETF
IHAK
$1.1B
$1.07M 0.01%
32,543
+968
+3% +$33K
ROST icon
981
Ross Stores
ROST
$81.9B
$1.07M 0.01%
9,253
+1,515
+20% +$154K
GH icon
982
Guardant Health
GH
$22.6B
$1.07M 0.01%
39,430
+6,626
+20% +$303K
PHM icon
983
Pultegroup
PHM
$25.3B
$1.06M 0.01%
23,344
+8,614
+58% +$363K
DBA icon
984
Invesco DB Agriculture Fund
DBA
$1.23B
$1.06M 0.01%
52,484
+4,861
+10% +$97.1K
HEFA icon
985
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.71B
$1.06M 0.01%
39,125
+5,705
+17% +$175K
GAB icon
986
Gabelli Equity Trust
GAB
$1.79B
$1.05M 0.01%
191,327
+760
+0.4% +$4.22K
BKLN icon
987
Invesco Senior Loan ETF
BKLN
$6.81B
$1.04M 0.01%
50,822
-1,332
-3% -$27.6K
FTEC icon
988
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$1.04M 0.01%
11,026
– –
FXH icon
989
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$1.04M 0.01%
9,585
+2,137
+29% +$224K
LQDH icon
990
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$531M
$1.04M 0.01%
11,475
-783
-6% -$70.7K
DFIN icon
991
Donnelley Financial Solutions
DFIN
$1.16B
$1.03M 0.01%
26,818
-341,682
-93% -$12.8M
TNET icon
992
TriNet
TNET
$3.14B
$1.03M 0.01%
+15,270
New +$1.05M
STT icon
993
State Street
STT
$50.7B
$1.02M 0.01%
13,190
-135
-1% -$9.94K
SPDW icon
994
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$1.02M 0.01%
34,420
+2,349
+7% +$67.4K
EEMV icon
995
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$1.02M 0.01%
19,189
-10,356
-35% -$542K
BILS icon
996
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.89B
$1.02M 0.01%
+10,245
New +$1.02M
HYS icon
997
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$1.02M 0.01%
11,398
-415
-4% -$37.1K
SNN icon
998
Smith & Nephew
SNN
$12.6B
$1.01M 0.01%
37,787
+7,714
+26% +$194K
BMO icon
999
Bank of Montreal
BMO
$127B
$1.01M 0.01%
11,198
-2,074
-16% -$192K
PINS icon
1000
Pinterest
PINS
$13.4B
$1.01M 0.01%
41,791
+9,487
+29% +$226K
38 39
40
41 42

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.