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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VALE icon
976
Vale
VALE
$62.6B
$577K ﹤0.01%
33,233
+23,233
+232% +$406K
ALLE icon
977
Allegion
ALLE
$14.4B
$575K ﹤0.01%
4,585
– –
TOTL icon
978
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$575K ﹤0.01%
11,939
-6,437
-35% -$314K
NOMD icon
979
Nomad Foods
NOMD
$1.68B
$567K ﹤0.01%
20,654
+654
+3% +$16.9K
HERO icon
980
Global X Video Games & Esports ETF
HERO
$67.7M
$565K ﹤0.01%
18,007
-2,420
-12% -$79.8K
LEN icon
981
Lennar Class A
LEN
$21.2B
$565K ﹤0.01%
5,773
-1,319
-19% -$111K
DELL icon
982
Dell
DELL
$293B
$564K ﹤0.01%
12,651
-369
-3% -$15.1K
CRSP icon
983
CRISPR Therapeutics
CRSP
$5.17B
$560K ﹤0.01%
4,596
-1,242
-21% -$188K
SEE
984
DELISTED
Sealed Air
SEE
$556K ﹤0.01%
12,146
+8,672
+250% +$388K
DMC
985
Del Monte Corp
DMC
$1.45B
$553K ﹤0.01%
+19,350
New +$516K
IEP icon
986
Icahn Enterprises
IEP
$5.3B
$548K ﹤0.01%
10,210
-17,000
-62% -$1M
LEO
987
BNY Mellon Strategic Municipals
LEO
$387M
$547K ﹤0.01%
64,076
+10,000
+18% +$84.7K
XPEV icon
988
XPeng
XPEV
$11.6B
$547K ﹤0.01%
15,003
+1,633
+12% +$67.9K
BCE icon
989
BCE
BCE
$21.2B
$546K ﹤0.01%
12,112
+10,829
+844% +$478K
RPRX icon
990
Royalty Pharma
RPRX
$25.3B
$545K ﹤0.01%
12,504
-1,359
-10% -$64.4K
DRE
991
DELISTED
Duke Realty Corp.
DRE
$542K ﹤0.01%
12,959
+2,041
+19% +$82.3K
JBHT icon
992
JB Hunt Transport Services
JBHT
$25.2B
$540K ﹤0.01%
3,215
+1,661
+107% +$250K
QFTA.U
993
DELISTED
Quantum FinTech Acquisition Corporation Units, each consisting of one share of Common Stock and one Warrant
QFTA.U
$539K ﹤0.01%
+54,150
New +$549K
AOD
994
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$538K ﹤0.01%
56,484
-9,215
-14% -$85.1K
MQY icon
995
BlackRock MuniYield Quality Fund
MQY
$817M
$538K ﹤0.01%
33,903
+8
+0% +$131
DKS icon
996
Dick's Sporting Goods
DKS
$18.7B
$535K ﹤0.01%
7,038
+6,788
+2,715% +$488K
SAM icon
997
Boston Beer
SAM
$1.92B
$535K ﹤0.01%
444
+438
+7,300% +$459K
MDIV icon
998
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$533K ﹤0.01%
33,021
+1,568
+5% +$24.5K
BLOK icon
999
Amplify Blockchain Technology ETF
BLOK
$1.07B
$532K ﹤0.01%
+9,531
New +$463K
ANGL icon
1000
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$524K ﹤0.01%
16,425
+4,994
+44% +$160K
38 39
40
41 42

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.