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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
976
NXP Semiconductors
NXPI
$60.4B
$411K ﹤0.01%
2,588
+204
+9% +$30.1K
DEUS icon
977
Xtrackers Russell US Multifactor ETF
DEUS
$305M
$409K ﹤0.01%
+10,569
New +$387K
IHF icon
978
iShares US Healthcare Providers ETF
IHF
$1.27B
$409K ﹤0.01%
8,715
+3,030
+53% +$135K
ESGU icon
979
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$408K ﹤0.01%
4,746
+3,466
+271% +$281K
RHI icon
980
Robert Half
RHI
$4.37B
$407K ﹤0.01%
6,519
+2,906
+80% +$173K
HYLS icon
981
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$405K ﹤0.01%
8,329
-9,774
-54% -$470K
MDLA
982
DELISTED
Medallia, Inc.
MDLA
$405K ﹤0.01%
12,205
-49,182
-80% -$1.57M
CSQ icon
983
Calamos Strategic Total Return Fund
CSQ
$3.35B
$404K ﹤0.01%
25,608
+3,032
+13% +$44.1K
GMAB icon
984
Genmab
GMAB
$19.5B
$404K ﹤0.01%
9,960
+6,858
+221% +$256K
JHEM icon
985
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$404K ﹤0.01%
13,840
+369
+3% +$9.93K
FAX
986
abrdn Asia-Pacific Income Fund
FAX
$600M
$402K ﹤0.01%
15,058
-1,960
-12% -$48.4K
XSLV icon
987
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$402K ﹤0.01%
9,884
-1,701
-15% -$63.5K
APAM icon
988
Artisan Partners
APAM
$3.02B
$401K ﹤0.01%
7,993
-3,786
-32% -$172K
SPHQ icon
989
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$401K ﹤0.01%
9,537
+12
+0.1% +$482
CTAS icon
990
Cintas
CTAS
$81.3B
$400K ﹤0.01%
4,532
+144
+3% +$12.5K
SMB icon
991
VanEck Short Muni ETF
SMB
$314M
$396K ﹤0.01%
21,883
– –
EDD
992
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$395K ﹤0.01%
62,871
-14,960
-19% -$89.1K
LMND icon
993
Lemonade
LMND
$4.1B
$392K ﹤0.01%
3,206
+3,200
+53,333% +$236K
CHI
994
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$389K ﹤0.01%
28,759
+1,569
+6% +$19.3K
WU icon
995
Western Union
WU
$2.21B
$389K ﹤0.01%
17,752
-467
-3% -$10.1K
CX icon
996
Cemex
CX
$16.3B
$387K ﹤0.01%
74,930
+13,889
+23% +$63.7K
EXPE icon
997
Expedia Group
EXPE
$37.3B
$387K ﹤0.01%
2,928
+561
+24% +$63.2K
GSLC icon
998
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$384K ﹤0.01%
5,075
-18
-0.4% -$1.29K
QVCGA
999
DELISTED
QVC Group Inc Series A
QVCGA
$384K ﹤0.01%
695
+593
+581% +$267K
XT icon
1000
iShares Future Exponential Technologies ETF
XT
$3.97B
$383K ﹤0.01%
6,695
+6,001
+865% +$317K
38 39
40
41 42

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.