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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
STAG Industrial
STAG
$7.19B
| $245K | ﹤0.01% |
8,041
-2
| -0% | -$63 |
|
977
Knight Transportation
KNX
$11.4B
| $244K | ﹤0.01% |
6,002
-1,352
| -18% | -$59.4K |
|
|
CRF
978
Cornerstone Total Return Fund
CRF
$1.17B
| $243K | ﹤0.01% |
22,572
-2,079
| -8% | -$21.8K |
|
|
ETG
979
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
| $242K | ﹤0.01% |
16,338
+10
| +0.1% | +$151 |
|
980
Tapestry
TPR
$32.8B
| $242K | ﹤0.01% |
15,538
+10,673
| +219% | +$157K |
|
|
SASR
981
DELISTED
Sandy Spring Bancorp Inc
SASR
| $242K | ﹤0.01% |
10,500
-8,324
| -44% | -$196K |
|
982
Atmos Energy
ATO
$28.8B
| $241K | ﹤0.01% |
2,526
+1,367
| +118% | +$136K |
|
983
Cheniere Energy
LNG
$52.9B
| $239K | ﹤0.01% |
5,194
+172
| +3% | +$8.72K |
|
984
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
| $239K | ﹤0.01% |
10,500
-5,790
| -36% | -$133K |
|
985
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
| $239K | ﹤0.01% |
+6,750
| New | +$245K |
|
986
W.P. Carey
WPC
$16.4B
| $239K | ﹤0.01% |
3,754
+3,698
| +6,604% | +$249K |
|
987
BCE
BCE
$21.2B
| $238K | ﹤0.01% |
5,746
+3,873
| +207% | +$164K |
|
988
Stride
LRN
$3.43B
| $237K | ﹤0.01% |
9,018
+8,850
| +5,268% | +$342K |
|
989
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
| $237K | ﹤0.01% |
11,000
-2,094
| -16% | -$45.2K |
|
|
ONC
990
BeOne Medicines Ltd
ONC
$39.4B
| $236K | ﹤0.01% |
826
-14
| -2% | -$3.29K |
|
|
GAP
991
The Gap Inc
GAP
$7.37B
| $233K | ﹤0.01% |
13,735
+7,459
| +119% | +$111K |
|
992
Cemex
CX
$16.3B
| $231K | ﹤0.01% |
61,041
+10,218
| +20% | +$33.4K |
|
993
Advance Auto Parts
AAP
$3.49B
| $230K | ﹤0.01% |
1,503
+465
| +45% | +$70K |
|
994
Donaldson
DCI
$11.4B
| $230K | ﹤0.01% |
4,964
+4,948
| +30,925% | +$241K |
|
995
iShares US Healthcare Providers ETF
IHF
$1.27B
| $229K | ﹤0.01% |
5,685
+1,680
| +42% | +$67.9K |
|
996
NIO
NIO
$11.9B
| $228K | ﹤0.01% |
+10,769
| New | +$166K |
|
997
Vulcan Materials
VMC
$36.9B
| $228K | ﹤0.01% |
1,689
+576
| +52% | +$72.4K |
|
|
BHVN
998
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
| $228K | ﹤0.01% |
3,509
+757
| +28% | +$49.6K |
|
999
Compass Diversified
CODI
$828M
| $227K | ﹤0.01% |
11,954
+19
| +0.2% | +$323 |
|
1000
Fox Class B
FOX
$23.9B
| $227K | ﹤0.01% |
8,138
-1,182
| -13% | -$31.4K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.