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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+22.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$9.56B
AUM Growth
+$1.93B
Cap. Flow
+$413M
Cap. Flow %
4.32%
Top 10 Hldgs %
28.79%
Holding
2,782
New
351
Increased
978
Reduced
783
Closed
156

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$106M
2
DFS
Discover Financial Services
DFS
+$67.7M
3
CCK icon
Crown Holdings
CCK
+$63.5M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$52.9M
5
ACC
American Campus Communities, Inc.
ACC
+$43.9M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$150M
2
META icon
Meta Platforms (Facebook)
META
+$114M
3
BLK icon
Blackrock
BLK
+$41.6M
4
GSK icon
GSK
GSK
+$41M
5
WFC icon
Wells Fargo
WFC
+$38.1M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Healthcare 15.87%
3 Financials 13.43%
4 Communication Services 10.17%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAB icon
976
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$184K ﹤0.01%
5,588
– –
BCSF icon
977
Bain Capital Specialty
BCSF
$850M
$184K ﹤0.01%
+16,568
New +$171K
EWS icon
978
iShares MSCI Singapore ETF
EWS
$1.08B
$184K ﹤0.01%
9,820
-3,421
-26% -$63.1K
MIDD icon
979
Middleby
MIDD
$6.08B
$183K ﹤0.01%
2,311
-250
-10% -$16.2K
CHA
980
DELISTED
China Telecom Corporation, LTD
CHA
$182K ﹤0.01%
+6,488
New +$206K
CLX icon
981
Clorox
CLX
$12.7B
$181K ﹤0.01%
824
-3,025
-79% -$604K
FGD icon
982
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$180K ﹤0.01%
10,000
– –
PPA icon
983
Invesco Aerospace & Defense ETF
PPA
$8.7B
$180K ﹤0.01%
+3,257
New +$177K
SWK icon
984
Stanley Black & Decker
SWK
$15.7B
$180K ﹤0.01%
1,293
+399
+45% +$48.1K
MGU
985
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$180K ﹤0.01%
10,244
+244
+2% +$4.21K
NWSA icon
986
News Corp Class A
NWSA
$15.4B
$179K ﹤0.01%
15,069
+10,000
+197% +$107K
BGT icon
987
BlackRock Floating Rate Income Trust
BGT
$325M
$178K ﹤0.01%
16,200
+2,500
+18% +$26.6K
XMMO icon
988
Invesco S&P MidCap Momentum ETF
XMMO
$7.53B
$178K ﹤0.01%
3,000
-47
-2% -$2.62K
EEMV icon
989
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$177K ﹤0.01%
3,396
+2,467
+266% +$125K
MYD
990
DELISTED
BlackRock MuniYield Fund
MYD
$177K ﹤0.01%
13,000
+2,000
+18% +$25.7K
NLY icon
991
Annaly Capital Management
NLY
$17.4B
$176K ﹤0.01%
6,725
+2,482
+58% +$61.3K
MNDT
992
DELISTED
Mandiant, Inc. Common Stock
MNDT
$176K ﹤0.01%
14,421
+14,089
+4,244% +$163K
CTRA
993
DELISTED
Coterra Energy
CTRA
$175K ﹤0.01%
10,180
+9,974
+4,842% +$193K
VKQ icon
994
Invesco Municipal Trust
VKQ
$551M
$175K ﹤0.01%
+14,850
New +$172K
ZEAL
995
DELISTED
Zealand Pharma A/S American Depositary Shares
ZEAL
$175K ﹤0.01%
4,994
-3,882
-44% -$138K
ARES icon
996
Ares Management
ARES
$30.9B
$174K ﹤0.01%
4,378
-2,422
-36% -$85.6K
AYX
997
DELISTED
Alteryx Inc
AYX
$172K ﹤0.01%
1,048
-16
-2% -$2.07K
BLW icon
998
BlackRock Limited Duration Income Trust
BLW
$493M
$171K ﹤0.01%
12,294
+352
+3% +$4.74K
CDNS icon
999
Cadence Design Systems
CDNS
$93.4B
$170K ﹤0.01%
1,776
+414
+30% +$34.7K
TXG icon
1000
10x Genomics
TXG
$6.61B
$170K ﹤0.01%
1,908
-309
-14% -$24.1K
38 39
40
41 42

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Rockefeller Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rockefeller Capital Management held 2,782 positions worth $9.56B, up 25% from $7.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $413M of net new capital in Q2 2020, opening 351 new positions and adding to 978 existing holdings. Its largest new stake was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Comcast, an estimated $150M trimmed.

  • Rockefeller Capital Management's largest Q2 2020 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.
  • Rockefeller Capital Management added most to Microsoft in Q2 2020, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q2 2020 reduction was Comcast, cutting an estimated $150M.
  • Rockefeller Capital Management fully exited Raytheon Company in Q2 2020, selling an estimated $12.8M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $9.56B portfolio in Q2 2020.
  • Rockefeller Capital Management opened 351 new positions and closed 156 in Q2 2020.
  • Rockefeller Capital Management's portfolio value rose 25% quarter-over-quarter to $9.56B.

Based on Rockefeller Capital Management's 13F filing for Q2 2020, filed 12 Aug 2020.