We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
76
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$82.3M 0.32%
628,162
+54,326
+9% +$7.52M
EMR icon
77
Emerson Electric
EMR
$87.2B
$81.8M 0.32%
847,487
+59,845
+8% +$5.7M
AMAT icon
78
Applied Materials
AMAT
$421B
$81.8M 0.32%
590,947
-12,097
-2% -$1.73M
PANW icon
79
Palo Alto Networks
PANW
$290B
$77.6M 0.3%
662,204
+25,774
+4% +$3.05M
CAT icon
80
Caterpillar
CAT
$399B
$76.6M 0.3%
280,497
+14,650
+6% +$3.97M
IQV icon
81
IQVIA
IQV
$38B
$75.8M 0.29%
385,098
-3,897
-1% -$846K
LOW icon
82
Lowe's Companies
LOW
$122B
$75M 0.29%
360,664
+33,787
+10% +$7.6M
PFE icon
83
Pfizer
PFE
$148B
$73.1M 0.28%
2,205,136
+121,124
+6% +$4.28M
LIN icon
84
Linde
LIN
$226B
$73M 0.28%
195,984
-2,044
-1% -$778K
GE icon
85
GE Aerospace
GE
$390B
$72.9M 0.28%
826,444
-41,237
-5% -$3.71M
WMT icon
86
Walmart Inc
WMT
$888B
$72.7M 0.28%
1,364,001
+39,075
+3% +$2.08M
KMI icon
87
Kinder Morgan
KMI
$69.6B
$71.5M 0.28%
4,311,945
-105,803
-2% -$1.82M
ALL icon
88
Allstate
ALL
$70.6B
$70.4M 0.27%
632,305
-81,996
-11% -$8.95M
VWO icon
89
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$70.2M 0.27%
1,791,424
+165,639
+10% +$6.76M
ADP icon
90
Automatic Data Processing
ADP
$108B
$69.9M 0.27%
290,624
-2,867
-1% -$699K
PFF icon
91
iShares Preferred and Income Securities ETF
PFF
$13.2B
$69.8M 0.27%
2,314,963
+778,501
+51% +$23.8M
TJX icon
92
TJX Companies
TJX
$178B
$69.5M 0.27%
782,101
+204,484
+35% +$18M
BX icon
93
Blackstone
BX
$107B
$68.5M 0.26%
639,254
-23,316
-4% -$2.43M
DIS icon
94
Walt Disney
DIS
$181B
$68.1M 0.26%
839,712
+11,211
+1% +$957K
JEPI icon
95
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$67.8M 0.26%
1,265,904
+101,689
+9% +$5.6M
PPG icon
96
PPG Industries
PPG
$26.2B
$67.2M 0.26%
517,888
+59,126
+13% +$8.3M
IBTD
97
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$66M 0.25%
2,659,922
+106,874
+4% +$2.65M
ABT icon
98
Abbott
ABT
$186B
$64.3M 0.25%
663,823
+35,993
+6% +$3.78M
VBR icon
99
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.8B
$63.9M 0.25%
400,575
+638
+0.2% +$107K
ADI icon
100
Analog Devices
ADI
$185B
$62.2M 0.24%
355,488
+14,110
+4% +$2.6M
2 3
4
5 6

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.