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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Johnson & Johnson
JNJ
$618B
| $23.3M | 0.32% |
179,982
+21,674
| +14% | +$2.86M |
|
77
iShares Core MSCI EAFE ETF
IEFA
$190B
| $23.2M | 0.31% |
379,155
+21,464
| +6% | +$1.3M |
|
78
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
| $22.6M | 0.31% |
453,628
+375,442
| +480% | +$18.7M |
|
79
Gentherm
THRM
$1.25B
| $22.5M | 0.31% |
547,458
+46,463
| +9% | +$1.84M |
|
80
Procter & Gamble
PG
$336B
| $22.4M | 0.3% |
180,428
+31,056
| +21% | +$3.67M |
|
81
Carter's
CRI
$1.42B
| $22.3M | 0.3% |
244,603
+9,423
| +4% | +$859K |
|
82
iShares Russell 2000 ETF
IWM
$79.8B
| $22.2M | 0.3% |
146,825
+32,402
| +28% | +$4.95M |
|
83
Vanguard FTSE Emerging Markets ETF
VWO
$121B
| $22.1M | 0.3% |
547,941
+104,419
| +24% | +$4.31M |
|
84
Merit Medical Systems
MMSI
$5.08B
| $20.9M | 0.28% |
686,891
+128,554
| +23% | +$5.2M |
|
85
Badger Meter
BMI
$3.89B
| $20.9M | 0.28% |
388,700
-578
| -0.1% | -$31.2K |
|
86
IPG Photonics
IPGP
$3.61B
| $20.7M | 0.28% |
152,457
+2,052
| +1% | +$272K |
|
87
iShares MBS ETF
MBB
$38.9B
| $19.6M | 0.27% |
180,936
+6,654
| +4% | +$718K |
|
88
McDonald's
MCD
$192B
| $19.6M | 0.27% |
91,249
+5,133
| +6% | +$1.1M |
|
89
Invesco QQQ Trust
QQQ
$453B
| $19.3M | 0.26% |
102,143
+74,747
| +273% | +$14.2M |
|
|
VCRA
90
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
| $18.7M | 0.25% |
759,525
+13,295
| +2% | +$345K |
|
|
ABMD
91
DELISTED
Abiomed Inc
ABMD
| $18M | 0.24% |
101,275
+4,988
| +5% | +$1.08M |
|
92
Healthcare Services Group
HCSG
$1.6B
| $18M | 0.24% |
739,483
+10,041
| +1% | +$253K |
|
93
ConocoPhillips
COP
$147B
| $18M | 0.24% |
315,084
-85,198
| -21% | -$4.85M |
|
94
Iron Mountain
IRM
$36.4B
| $17.9M | 0.24% |
551,148
+5,780
| +1% | +$182K |
|
95
Boeing
BA
$171B
| $17.1M | 0.23% |
44,975
+31,427
| +232% | +$11.2M |
|
96
iShares Core S&P 500 ETF
IVV
$878B
| $16.6M | 0.23% |
55,736
-101
| -0.2% | -$30K |
|
97
Vanguard Information Technology ETF
VGT
$139B
| $16.4M | 0.22% |
606,816
+490,288
| +421% | +$13.2M |
|
98
iShares TIPS Bond ETF
TIP
$14.5B
| $16.2M | 0.22% |
139,110
+20,428
| +17% | +$2.37M |
|
|
CVET
99
DELISTED
Covetrus, Inc. Common Stock
CVET
| $15.5M | 0.21% |
1,306,622
-98,737
| -7% | -$1.83M |
|
100
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $15.3M | 0.21% |
120,307
+31,226
| +35% | +$3.95M |
|
Similar funds
Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.