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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVOO icon
951
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.83B
$2.29M 0.01%
22,197
-1,754
-7% -$168K
EEMV icon
952
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$2.29M 0.01%
40,387
+6,489
+19% +$362K
FNF icon
953
Fidelity National Financial
FNF
$13.5B
$2.28M 0.01%
+42,987
New +$2.17M
ESGU icon
954
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$2.28M 0.01%
19,854
+1,516
+8% +$166K
PDI icon
955
PIMCO Dynamic Income Fund
PDI
$7.42B
$2.28M 0.01%
118,318
+4,330
+4% +$82.3K
CBRE icon
956
CBRE Group
CBRE
$42.9B
$2.27M 0.01%
23,377
+2,686
+13% +$241K
HYMB icon
957
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$2.27M 0.01%
88,234
+7,827
+10% +$199K
EIPX icon
958
FT Energy Income Partners Strategy ETF
EIPX
$556M
$2.27M 0.01%
98,286
-12,026
-11% -$259K
NTRS icon
959
Northern Trust
NTRS
$33.9B
$2.26M 0.01%
25,453
-3,011
-11% -$247K
IHI icon
960
iShares US Medical Devices ETF
IHI
$3.38B
$2.26M 0.01%
38,602
+7,049
+22% +$398K
EZU icon
961
iShare MSCI Eurozone ETF
EZU
$9.91B
$2.25M 0.01%
44,115
+7,427
+20% +$358K
ESGD icon
962
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$2.24M 0.01%
27,999
+215
+0.8% +$16.5K
SDOG icon
963
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$2.23M 0.01%
41,414
-2,585
-6% -$133K
SEMR
964
DELISTED
Semrush
SEMR
$2.23M 0.01%
168,349
+69,529
+70% +$837K
CLX icon
965
Clorox
CLX
$12.7B
$2.23M 0.01%
14,550
+4,014
+38% +$599K
ECOW icon
966
Pacer Emerging Markets Cash Cows 100 ETF
ECOW
$223M
$2.21M 0.01%
110,272
+14,642
+15% +$288K
SJNK icon
967
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$2.21M 0.01%
87,502
+76,475
+694% +$1.92M
GNR icon
968
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$2.2M 0.01%
37,953
+25,793
+212% +$1.4M
IONQ icon
969
IonQ
IONQ
$16.6B
$2.2M 0.01%
220,080
+179,710
+445% +$1.92M
KNTK icon
970
Kinetik
KNTK
$7.98B
$2.19M 0.01%
55,003
-3,914
-7% -$134K
BMEZ icon
971
BlackRock Health Sciences Trust II
BMEZ
$998M
$2.19M 0.01%
133,735
-24,964
-16% -$394K
DOC icon
972
Healthpeak Properties
DOC
$14.8B
$2.19M 0.01%
116,705
+46,082
+65% +$837K
NDAQ icon
973
Nasdaq
NDAQ
$52.9B
$2.19M 0.01%
34,669
+23,155
+201% +$1.34M
IBDT icon
974
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.06B
$2.18M 0.01%
87,488
-350,929
-80% -$8.73M
IBDS icon
975
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.85B
$2.18M 0.01%
91,433
+63,356
+226% +$1.51M
37 38
39
40 41

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.