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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
951
DELISTED
Kellanova
K
$106K ﹤0.01%
1,636
-85
-5% -$5.15K
XEL icon
952
Xcel Energy
XEL
$48.3B
$106K ﹤0.01%
1,663
+101
+6% +$6.32K
MKL icon
953
Markel Group
MKL
$23.2B
$105K ﹤0.01%
92
+29
+46% +$33K
XLNX
954
DELISTED
Xilinx Inc
XLNX
$105K ﹤0.01%
1,070
+179
+20% +$16.8K
EFV icon
955
iShares MSCI EAFE Value ETF
EFV
$29.2B
$104K ﹤0.01%
2,087
+427
+26% +$20.9K
GNRC icon
956
Generac Holdings
GNRC
$13.1B
$104K ﹤0.01%
+1,033
New +$96.2K
SHYD icon
957
VanEck Short High Yield Muni ETF
SHYD
$453M
$104K ﹤0.01%
4,112
– –
PML
958
PIMCO Municipal Income Fund II
PML
$487M
$103K ﹤0.01%
6,499
– –
SMMCU
959
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$103K ﹤0.01%
10,000
– –
PPLI
960
People Inc
PPLI
$3.33B
$102K ﹤0.01%
2,300
+375
+19% +$15.1K
PVH icon
961
PVH
PVH
$4.01B
$102K ﹤0.01%
969
+103
+12% +$9.83K
BSCM
962
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$102K ﹤0.01%
4,742
+6
+0.1% +$129
PHI icon
963
PLDT
PHI
$4.2B
$101K ﹤0.01%
5,055
-140
-3% -$2.93K
EHT
964
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$101K ﹤0.01%
+10,000
New +$100K
AER icon
965
AerCap
AER
$24.5B
$100K ﹤0.01%
1,623
-66
-4% -$3.88K
CRWD icon
966
CrowdStrike
CRWD
$217B
$100K ﹤0.01%
+8,000
New +$105K
EIX icon
967
Edison International
EIX
$26.3B
$100K ﹤0.01%
1,320
-1,190
-47% -$84.2K
HYLS icon
968
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$100K ﹤0.01%
2,050
– –
REZI icon
969
Resideo Technologies
REZI
$3.96B
$100K ﹤0.01%
8,418
-7,770
-48% -$88.4K
SLV icon
970
iShares Silver Trust
SLV
$30.1B
$100K ﹤0.01%
6,000
+3,483
+138% +$56.4K
COO icon
971
Cooper Companies
COO
$14.5B
$99K ﹤0.01%
1,236
+548
+80% +$41.3K
EUM icon
972
ProShares Trust Short MSCI Emerging Markets
EUM
$10.8M
$99K ﹤0.01%
2,911
– –
MIDD icon
973
Middleby
MIDD
$6.13B
$99K ﹤0.01%
904
+729
+417% +$83.7K
CHD icon
974
Church & Dwight Co
CHD
$24.5B
$98K ﹤0.01%
1,396
+285
+26% +$20.2K
FUN icon
975
Cedar Fair
FUN
$1.91B
$98K ﹤0.01%
1,761
+29
+2% +$1.63K
37 38
39
40 41

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.