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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAV icon
926
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$1.4M 0.01%
18,291
-91,114
-83% -$6.95M
CONE
927
DELISTED
CyrusOne Inc Common Stock
CONE
$1.4M 0.01%
15,662
+1,506
+11% +$128K
PDBC icon
928
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$1.4M 0.01%
99,705
+26,326
+36% +$518K
UCTT
929
Ultra Clean Holdings
UCTT
$3.95B
$1.4M 0.01%
24,367
-2,719
-10% -$141K
PMO
930
Franklin Municipal Opportunities Trust
PMO
$285M
$1.4M 0.01%
96,931
-11,000
-10% -$153K
KMX icon
931
CarMax
KMX
$8.26B
$1.39M 0.01%
10,678
-1,614
-13% -$226K
ACRE
932
Ares Commercial Real Estate
ACRE
$270M
$1.38M 0.01%
95,205
-600
-0.6% -$9.15K
EXPD icon
933
Expeditors International
EXPD
$23.2B
$1.38M 0.01%
10,300
+1,691
+20% +$212K
OMC icon
934
Omnicom Group
OMC
$23.4B
$1.38M 0.01%
18,868
-383
-2% -$27.2K
LCID icon
935
Lucid Motors
LCID
$2.77B
$1.38M 0.01%
3,631
+1,087
+43% +$410K
ONLN icon
936
ProShares Online Retail ETF
ONLN
$66.8M
$1.38M 0.01%
24,259
+19,391
+398% +$1.25M
IWX icon
937
iShares Russell Top 200 Value ETF
IWX
$4.07B
$1.37M 0.01%
19,609
+11
+0.1% +$752
SKIN icon
938
SkinHealth Systems
SKIN
$85.7M
$1.37M 0.01%
56,715
-19,089
-25% -$492K
DBEF icon
939
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$1.37M 0.01%
34,798
-343
-1% -$13.3K
KTF
940
DWS Municipal Income Trust
KTF
$352M
$1.36M 0.01%
115,500
– –
MGM icon
941
MGM Resorts International
MGM
$11.2B
$1.36M 0.01%
30,355
+743
+3% +$33.4K
DNL icon
942
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
$1.36M 0.01%
31,248
+2,124
+7% +$89.4K
PWB icon
943
Invesco Large Cap Growth ETF
PWB
$2.39B
$1.35M 0.01%
16,709
+16,184
+3,083% +$1.27M
INGR icon
944
Ingredion
INGR
$6.58B
$1.34M 0.01%
13,859
+327
+2% +$31.5K
MTD icon
945
Mettler-Toledo International
MTD
$28.6B
$1.34M 0.01%
789
-299
-27% -$452K
GAB icon
946
Gabelli Equity Trust
GAB
$1.79B
$1.34M 0.01%
186,088
+137
+0.1% +$961
ROST icon
947
Ross Stores
ROST
$81.9B
$1.34M 0.01%
11,704
-7,768
-40% -$869K
IHAK icon
948
iShares Cybersecurity and Tech ETF
IHAK
$1.1B
$1.33M 0.01%
29,918
+135
+0.5% +$6.12K
CLX icon
949
Clorox
CLX
$12.7B
$1.33M 0.01%
7,648
+128
+2% +$21.3K
HQY icon
950
HealthEquity
HQY
$8.75B
$1.33M 0.01%
30,128
-331
-1% -$19.3K
36 37
38
39 40

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.