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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXH icon
926
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$680K ﹤0.01%
6,270
+6
+0.1% +$656
O icon
927
Realty Income
O
$59.1B
$676K ﹤0.01%
10,992
-958
-8% -$56.7K
SPHB icon
928
Invesco S&P 500 High Beta ETF
SPHB
$1.02B
$673K ﹤0.01%
+9,682
New +$626K
RSPH icon
929
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$672K ﹤0.01%
25,060
+1,010
+4% +$26.9K
LDOS icon
930
Leidos
LDOS
$17.3B
$671K ﹤0.01%
6,973
+346
+5% +$35K
EWY icon
931
iShares MSCI South Korea ETF
EWY
$24.1B
$668K ﹤0.01%
7,453
-30,707
-80% -$2.79M
NULV icon
932
Nuveen ESG Large-Cap Value ETF
NULV
$2.28B
$668K ﹤0.01%
18,476
+9,700
+111% +$333K
PCI
933
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$659K ﹤0.01%
29,601
+4,370
+17% +$94.8K
JMST icon
934
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$657K ﹤0.01%
12,876
+4
+0% +$204
SPBO icon
935
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$654K ﹤0.01%
+19,005
New +$667K
COHR icon
936
Coherent
COHR
$74.2B
$653K ﹤0.01%
+9,560
New +$784K
HACK icon
937
Amplify Cybersecurity ETF
HACK
$2.9B
$653K ﹤0.01%
11,906
+9,113
+326% +$533K
LBTYK icon
938
Liberty Global Class C
LBTYK
$3.49B
$653K ﹤0.01%
25,618
-215
-0.8% -$5.38K
VIOO icon
939
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.25B
$653K ﹤0.01%
6,568
+5,052
+333% +$483K
MPC icon
940
Marathon Petroleum
MPC
$83.7B
$650K ﹤0.01%
12,159
+421
+4% +$21.3K
IFF icon
941
International Flavors & Fragrances
IFF
$21.9B
$649K ﹤0.01%
4,652
+3,681
+379% +$476K
VTRS icon
942
Viatris
VTRS
$18.9B
$649K ﹤0.01%
46,543
-58,150
-56% -$948K
HOLX
943
DELISTED
Hologic
HOLX
$645K ﹤0.01%
8,682
+171
+2% +$13K
ZEN
944
DELISTED
ZENDESK INC
ZEN
$645K ﹤0.01%
4,869
-39
-0.8% -$5.59K
WSM icon
945
Williams-Sonoma
WSM
$29.6B
$643K ﹤0.01%
7,184
+3,156
+78% +$213K
SWT
946
DELISTED
Stanley Black & Decker, Inc.
SWT
$641K ﹤0.01%
5,440
+596
+12% +$66.5K
FTDS icon
947
First Trust Dividend Strength ETF
FTDS
$39.2M
$639K ﹤0.01%
14,045
+2,866
+26% +$126K
JPS
948
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$638K ﹤0.01%
65,669
-10,610
-14% -$99.9K
FTAI icon
949
FTAI Aviation
FTAI
$22.2B
$637K ﹤0.01%
26,460
-58,516
-69% -$1.31M
STIP icon
950
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$634K ﹤0.01%
6,004
+294
+5% +$30.9K
36 37
38
39 40

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.